Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Bertram Rubin, Trustee of the Sylvia Rubin Revocable Trust Names of the Respondents Janney Montgomery Scott LLC David M. Milgrim Case Number: 02-02638 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Bertram Rubin, Trustee of the Sylvia Rubin Revocable Trust ("Rubin"), hereinafter referred to as "Claimant": Kenneth S

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Kirk T. Rostron Case No. 00-02680 Name of Respondent 6800 Capital Securities, Inc. Hearing Site: Philadelphia, Pennsylvania REPRESENTATION OF PARTIES Claimant, Kirk T. Rostron, hereinafter referred to as "Claimant": Mark D. Schorr, Esq., Trenton, NJ. Respondent, 6800 Capital Securities, Inc., hereinafter referred to as "Respondent": Timothy

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-02637 Walter M. Gundlach Names of the Respondents Hearing Site: New Orleans, Louisiana Cathy S. Holmes Hibernia Investments, L.L.C. REPRESENTATION OF PARTIES For Walter M. Gundlach, referred to as "Claimant": George C. Freeman, III, Esq., Barrasso, Usdin, Kupperman, Freeman & Sarver, LLC, New Orleans, Louisiana. For Cathy S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Susan P. Hyland and Christopher J. Hyland, Trustee of the Susan P. Hyland Irrevocable Life Insurance Trust dated July 16, 1998, Claimants v. Estate of Jamie Jamison, Kip A. Hoover and Edward D. Jones & Co., L.P. Respondents Case Number: 02-02626 Hearing Site: Portland., Oregon Nature of the Dispute: Customers v. Associated Persons and Member Firm REPRESENTATION OF PARTIES Fo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Donald A. Napolitano, Claimant v. Kimberly Securities, Inc. and Kimberly J. Carrella a/k/a Kimberly J. Misaraca, Respondents Case Number: 02-02623 Hearing Site: Las Vegas, Nevada REPRESENTATION OF PARTIES For Claimant: James Faughnan, Esq. Quagliano & Seeger, P.C. Washington, DC For Respondent Kimberly Securities, Inc.: Kimberly J. Carrella Kimberly Securities, Inc.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John C. Brady, n, Claimant v. Prudential Securities Incorporated and James J. Yglesias, Jr., Respondents Case Number: 02-02621 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Robert E. Schaberg, Esq. Shartsis, Friese & Ginsburg LLP San Francisco, California For Respondents: C

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John P. and Ana Jahn, Trustees of The Jahn Family Trust, Claimant v. Dane Faber and First Securities USA, Inc., Respondents Case Number: 02-02614 Hearing Site: San Francisco, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Douglas B. Martin, Jr., Esq. Attorney at Law San Francisco, California For Responde

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Michael L. Gaerke a/k/a Mike Gaerke (Claimant) vs. Comprehensive Capital Corp., George M. Greco, Sr. a/k/a George Greco (Respondents) Case Number: 02-02610 Hearing Site: Columbus, Ohio REPRESENTATION OF PARTIES Claimant, Michael L. Gaerke a/ka/ Mike Gaerke ("Gaerke"), hereinafter referred to as "Claimant": J. Anklowitz, Esq., Law Offices of J. Anklowitz, Bohemia, New York. Respo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Merrill Lynch, Pierce, Fenner & Smith Inc. (Claimant) vs. Linda A. Jorgensen (Respondent) Case Number: 02-02609 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Merrill Lynch Pierce Fenner & Smith Inc. ("Merrill"), hereinafter referred to as "Claimant": Michael J. Fortunato Esq., Law Offices Of Rubin & Associates, P.C. Paoli, PA. Respondent, Linda

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ann Marie Carries (Claimant) v. Prudential Securities, Inc. n/k/a Prudential Equity Group, Inc., Vincent P, Olivo, and James Connors (Respondents) Case Number: 02-02607 Hearing Site: Boston, Massachusetts Nature of Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES Claimant Ann Marie Carnes ("Carnes") hereinafter referred to as "Claimant": Howard