Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant/CounterRespondent Case Number: 02-02585 UBS PaineWebber, Inc. Name of the Respondents/CounterClaimant Hearing Site: Houston, Texas Daniel A. Dupre' and Raymond James & Associates, Inc. REPRESENTATION OF PARTIES UBS PaineWebber, Inc. hereinafter referred to as "Claimant": James L. Komie Esq., of Schuyler, Roche, Zwirmer located in Chicago, IL. Daniel

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Melanie Beth Brown, (Claimant) v. Dreyfus Service Corporation, (Respondent) Case Number: 02-02580 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Melanie Beth Brown, hereinafter referred to as "Claimant": David E. Robbins, Esq., Kaufmann, Feiner, Yamin, Gildin & Robbins, New York, NY. Previously represented by Neil J. Brown, Neil J. Brown & Associates, White Plai

Award NASD Dispute Resolution In the Matter of the Arbitration Between: UBS PaineWebber Inc., (Claimant) v. Donald John Cummings, (Respondent) Case Number: 02-02579 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant UBS PaineWebber referred to as "Claimants": Lisa A. Catalano, Esq., Davidson, Manchell & Brennan, LLP., Northvale, NJ. Respondent, Donald John Cummings referred to as "Respondent" representing himself pro se in t

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joseph Melei, (Claimant) vs. First Montauk Securities Corporation and Stephen J. Wisk, (Respondents) Case Number: 00-02675 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Joseph Melei, hereinafter referred to as "Claimant": John J. Blanchard, Esq., a sole Practitioner, Montvale, NJ. Respondents First Montauk Securities Corporation O'FMSC") and Stephen J. Wisk

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Deborah G. Helmer, Claimant v. Merrill Lynch, Pierce, Fermer & Smith, Inc., Linda D. Stirling, and John Thomas Folsom, Respondents Case Number: 02-02577 Hearing Site: San Diego, California Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Peter Shenas, Esq. Paula J. Koellmann, Esq. The Law Offices of Peter Shenas Sa

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Robert Bundy and 02-02573 Phoenix, Arizona Name of Respondents Morgan Stanley DW, Inc. David McHugh REPRESENTATION OF PARTIES Robert Bundy ("Claimant") was represented by Robert D. Mitchell, Esq., Mitchell Law Offices, Phoenix, Arizona. Morgan Stanley DW, Inc. ("Respondent Morgan Stanley") and David McHugh ("Respondent McHugh")(coIlectively as

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-02569 Edward Bums Names of the Respondents Hearing Site: Boca Raton, Florida J. Bush & Co., Incorporated and Tradition Asiel Securities, Inc. REPRESENTATION OF PARTIES For Edward Burns, hereinafter referred to as "Claimant": Delmer C. Gowing, HI, Esq., Delmer C. Cowing, HI, P.A., Delray Beach, Florida. For Respondent J. Bush & Co., In

Award NASD In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-02568 Rodger H. Hoffman Names of the Respondents Hearing Site: Atlanta, Georgia Janney Montgomery Scott, Inc. Robert L. Laudenslager REPRESENTATION OF PARTIES Rodger H. Hoffman, hereinafter referred to as "Claimant", appeared pro se. For Janney Montgomery Scott, Inc. ("Janney") and Robert L. Laudenslager ("Laudenslager"), hereinafter collectively referr

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 02-02563 Sharon F. Schaefer and Robert J. Schaefer, JT TEN and Robert Schaefer, William T. Schaefer, Mary Randall and Karen Gillespey, Trustees U/T/D 5/2/96 Name of the Respondents Hearing Site: St. Louis, Missouri Charlotte Cohen and Huntleigh Securities Corporation REPRESENTATION OF PARTIES L. Steven Goldblatt, Esq. of the law firm Go

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Barbara M. McCaleb, TTEE Hewitson Family Trust, Claimant v. U.S. Bancorp Piper Jaflray, Inc. and Dennis E. Gove, Respondents Case Number: 02-02561 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimant: Robert N. Campbell, Esq. Canpbell & Clark Redding, California For Respondents: David B. Starks, Esq. Keesal Young & Logan Seattle, Washington CA