NASD Dispute Resolution Arbitration No. 02-01800 Award Page 1 of 4 Award NASD Dispute Resolution In the Matter of the Arbitration Between: First Union Securities, Inc. (Claimant) vs. Frederick M. Campbell (Respondent) Case Number: 02-01800 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant First Union Securities, Inc. hereinafter referred to as "Claimant": Jonathan E. Levine, Esq., Law Offices of Daniel S. Fiore, Arlington, VA.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jeffrey M. Lawrence (Claimant) v. Sentra Securities Corporation and Joseph M. Lanza (Respondents) Case Number: 02-01799 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Jeffrey M. Lawrence ("Lawrence") hereinafter referred to as "Claimant": Gary G. Staab, Esq., White Plains, NY, formerly of New Y

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-01797 Wachovia Securities, Inc., claimant vs. Scott M. Taranto, respondent. ATTORNEYS: For Claimant appeared in-house counsel, Pamela M. Pearson, Esq., Charlotte, NC. For Respondent appeared Adam S. Jaffe, Esq., Atlanta, GA. DATE FILED: March 26, 2002 CASE SUMMARY: Claimant alleged that respondent failed to repay monies owed on an unsecured debit balance in his account. Claim Data Aw

Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Names of Claimants Case Number: 02-01792 Robert E. Nason, Jr., individually and as owner and beneficiary of the Robert E. Nason, Jr., IRA Florence H. Denman Name of Respondent Hearing Site: Tampa, FL Merrill Lynch, Pierce, Fenner & Smith, Inc. REPRESENTATION OF PARTIES For Robert E. Nason, Jr., individually and as owner and beneficiary of the Robert E. Nason, Jr., IRA and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant First Union Securities, Inc. n/k/a Wachovia Securities, L.L.C. Name of the Respondent John R. Stone, Jr. Case Number: 02-01791 Hearing Site: Orlando, Florida Nature of the Dispute: Member vs. Associated Person. REPRESENT ATTON OF PARTIES For First Union Securities, Inc. n/k/a Wachovia Securities, L.L.C., hereinafter referred to as "Claimant First

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-01788 Morgan Stanley DW Inc. f/k/a Dean Witter Reynolds Inc., Claimant vs, Henry I. Forte, Respondent. ATTORNEYS: For Claimant appeared Edward A. Walton, Esq., of the firm Kane & Fischer, Ltd., Chicago, IL. Respondent appeared pro se, Bay Harbor, FL. DATE FILED: March 26, 2002 CASE SUMMARY: Claimant alleged that Respondent breached his contractual obligations in failing to repay moni

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: John M. Gambo and Rose M. Gambo (Claimants) v. Morgan Stanley DW, Inc. and Morris L. Kuker (Respondents)^ Case Number: 02-01784 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTIES Claimants John M. Gambo and Rose M. Gambo ("the Gambos") hereinafter collectively referred to as "Claimants": Nichola

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: The Beverly J. Potter Trust. Claimant v. Charles Schwab & Co., Inc., Respondent. Case Number: 00-02655 Heanns Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimants: Louise V, Hill, Trustee Seattle, Washington For Respondents: Gregory M. Scanlon, Esq. Charles Schwab & Co., Inc. San Francisco, California CASE INFORMATION Claimant's Statement of Claim filed: J

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-00297 Daniel B. Galgano, Inc., Claimant vs. Wit Capital Corporation and U.S. Clearing, Respondents. ATTORNEYS: For Claimant, Daniel B. Galgano, Inc. ("Claimant"), appeared Jerri-Lynn Capobianco, Esq. White Plains, NY. Respondent, Wit Capital Corporation, (" Wit Capital"), appeared through its in-house-counsel Christopher J. Mahon, Esq., New York, NY. Respondent, U.S. Clearing, ("US

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-01783 InvestPrivate, Inc., claimant vs. Jeremy Burke, respondent. ATTORNEYS: For Claimant appeared Michael S. Colombo, President, Streetwide Asset Recovery Group, Inc., New York, NY. Respondent did not respond to the Statement of Claim. DATE FILED: March 25, 2002 CASE SUMMARY: Claimant alleged that respondent failed to repay monies owed under the terms of a Promissory Note and Employ