Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name nf the Claimants Pase Number 02-01645 Robert Weiss and Eleanor Weiss Name of the Respondents Hearing Site! Chicago, Illinois Citigroup Global Markets, Inc., and Gene Mackevich and Barbara Mackevich Nature of the Dispute: Customer vs. Member and Associated Persons. PFPttFRFTXTTATTONT OF Claimants Robert Weiss and Eleanor Weiss hereinafter collectively referred to a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Steven and Karen Casey Name of the Respondents Morgan Stanely DW, Inc., and Ralph A. Liberatore Case Number: 02-01644 Hearing Site: Chicago, Illinois NATURE QF THE DISPUTE Customers v. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimants Steven and Karen Casey, (Casey) or (Claimants), were represented by Andrew J. Stoltm

02/12/2004 12:02 FAX NASD S002/007 Award NASD Dispute Resolution. In the Matter of the Arbitration Between: Dennis LKruse N*SD DfcX't- ^330futic ^1 @1S W U U 02-01640 Dallas, Texas' Morgan Stanley DW Inc.; and Lee D. Vendig, tt. ATirPlT- Customer vs. Member and Associated Person Claimant Dennis L. Kruse, hereinafter referred to as "Claimant": Scott Hayes, Esq. of Vial, Hamilton, Koch & Know, L.LJ,, located

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Lalit and Unnita Patel, Claimant v. J.P, Gibbons & Co., Inc., Neai Louis Kaufman and Michael Anthony Fraser, Respondents Case Number: 00-2627 Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES For Lalit and Unnita Patel ("Claimant") Steele T. Williams, Esq. Groner, Schieb & Williams Sarasota, Florida J.P. Gibbons & Co., Inc. ("J.P. Gibbons") did not appear Neal

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants David A. Eastwood, Texas & Associates, LTD., DAE & Associates, LTD., and DAE & Associates LTD Profit Sharing and Trust d/t/d 1/01/90 DAE & Associates LTD Profit Sharing and Trust d/t/d 12/29/87 and Case Number: 02-01639 Hearing Site: Houston, Texas Name of Respondent Morgan Stanley DW, Inc. NATURE OF DISPUTE Customers v. Member Firm REPRESENT

Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Name of Claimant Case Number: 02-01635 Patricia A. Cornelius Family Trust Names of Respondents Hearing Site: Tampa, FL Caryl T. Lenahan Investors Capital Corporation REPRESENTATION OF PARTIES For Patricia A. Cornelius Family Trust, hereinafter referred to as "Claimant": Richard R. Logsdon, Esq., Clearwater, FL. For Respondents Caryl T. Lenahan ("Lenahan") and Investors C

Stipulated Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Name of the Claimant CaseNumber: 02-01634 Norman R. Burget Names of the Respondents Hearing Site: Tampa, FL Medallion Equities, Inc. Anthony V. Micciche Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Norman R. Burget, hereinafter referred to as "Claimant": William J. Schifmo, Jr. and Brenda M. Combs, Esq., Willi

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimant Case Number: 02-01632 Steven P. Leone Names of the Respondents Hearing Site: Boca Raton, Florida Morgan Stanley Dean Witter Chip C. Marcus Craig Norton REPRESENTATION OF PARTIES For Steven P. Leone ("Leone"), hereinafter referred to as "Claimant": Scott L. Silver, Esq., Law Offices of Darren C. Blum, Plantation, Florida. For Morgan St

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-01630 Arlene F. Frye Mary Jo O'Hara Names of the Respondents Hearing Site: Tampa, Florida Michael Donaldson Calton & Associates, Inc. PlanMember Securities Corporation Nature of the Dispute: Customers vs. Members and Associated Person. REPRESENTATION OF PARTIES For Arlene F. Frye ("Frye") and Mary J. O'Hara ("O'Hara")

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Joseph Andy Name of the Respondent First Union Securities, Inc. Names of the Third Party Respondents Paul Lewis Maisner Gerald Irwin Maisner Case Number: 02-01629 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member vs. Associated Person. REPRESENTATION OF PARTIES For Joseph Andy, hereinafter referred to as "Claima