Award NASD Dispute Resolution In the Matter of the Arbitration Between: fi nf the Tlai'mant Pase Number! 02-02202 Brian Oursler Name nf the Respondents Hearing Site: Baltimore, MD Morgan Stanley DW Inc. f7k/a Dean Witter Reynolds, Inc. Brooks D. Robinson Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant, Brian Oursler, hereinafter referred to as "Claimant", was represented by Ira C. Cooke,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joel Liebesfeld, (Claimant) vs. Prudential Securities, Inc., n/k/a Prudential Equity Group, Inc., Marc J. Margolies and Robert Clarke, (Respondents) Case Number: 02-02201 Hearing Site: New York, New York Nature of Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES Claimant Joel Liebesfeld hereinafter referred to as "Claimant": Thomas J. Hanrahan,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Michael Esposito and Refurbco, Inc. (Claimants) v. Salomon Smith Barney, Inc., now known as Citigroup Global Markets, Inc., Stephen J. Beninati, and Jack Grubman (Respondents) Case Number: 02-02199 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Persons REPRESENTATION OF PARTIES Claimants Michael Esposito ("Esposito") and Refurbc

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 02-02194 Clayton M. and Shannon L. Scharff Name of the Respondents Hearing Site: St. Louis, Missouri Edward D. Jones & Co. and Gary Van Schwendinger NATURE OF DISPUTE Customer vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Steven W. Koslovsky, Esq. of the law firm Blumenfeld, Kaplan & Sandweiss, P.C. located in St. Loui

Award NASD Dispute Resolution In the Mailer of the Arbitration Between: Anthony D. Parent: and Anthony D. Parone IRA (Claimants) v. Prudential Securities, Inc. n/k/a Prudential Equity Group, Inc. and Anthony J Muscarella (Respondents) Case Number: 02-02189 Hearin£_S.ilc: Buffalo. New York Nature of the Dispute; Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Anthony D. Parone {"Parone") and Anthony D. Parone IRA ("Parone

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Anthony D. Parone and Anthony D. Parone IRA (Claimants) v. Prudential Securities, Inc. n/k/a Prudential Equity Group, Inc. and Anthony J. Muscarella (Respondents) Case Number: 02-02189 Hearing Site: Buffalo, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Anthony D. Parone ("Parone") and Anthony D. Parone IRA ("

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Michael P. DiMauro, (Claimant) vs. Golden Harris Capital Group, Inc., Stephen Golden, and Steve Harris, (Respondents) Case Number: 02-02182 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Michael P. DiMauro, hereinafter referred to as "Claimant": Lani M. D'Agostino, Esq., Budd Lamer Gross Rosenbaum Greenberg & Sade, Short Hills, NJ. Respondents Golden Harris

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert L. Flaherty, (Claimant) vs. TD Waterhouse Investor Services, Inc., (Respondent) Case Number: 02-02180 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimant, Robert L. Flaherty, hereinafter referred to as "Claimant", appeared pro se. Respondent, TD Waterhouse Investor Services, Inc., hereinafter referred to as "Respondent": Eric A. Michaels, Esq., Herz, Schram & S

NASD Dispute Resolution Arbitration No. 02-02179 Award Page 1 of 5 Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Melvin Opper, (Claimant) vs. Merrill Lynch, Pierce, Fenner and Smith, Inc. and Kenneth Hoffman, (Respondents) Case Number: 02-02179 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Melvin Opper, hereinafter referred to as "Claimant": Peter R. Bray, Esq., Bray, Chiocca & Mille

Amended Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Frank A. Morris, Claimant v. Raymond, James & Associates, Inc. and John Owen Clark, Respondents Case Number: 00-2578 Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES Claimant Frank A. Morris: appeared pro se For Respondents Raymond James & Associates, Frederick S. Schrils, Esq. Inc. ("Raymond James") and John Owen Clark Holland & Knight LLP ("Clark") Tamp