Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Leroy and Martha Robinson Names of the Respondents Argus Securities, Inc. Charles S. Bell John Marvin Cook Anatoly Monastyrsky Mikhail Zemlyansky Case Number: 01-07095 Hearing Site: St. Louis, Missouri REPRESENTATION OF PARTIES Claimants Leroy and Martha Robinson ("Claimants"): Robert Bertsch, Esquire, of Bertsch & Associates, Port

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Patrick Barry and Kelly Barry and Names of Respondents Wedbush Morgan Securities, Inc. and Robert E. Tschan II Case Number: 01-07091 Hearing Site: Troy, Michigan REPRESENTATION OF PARTIES Patrick Barry and Kelly Barry ("Claimants") were represented by Dean J. Groulx, Esq., Hyman Lippit, P.C.,,Birmingham, Michigan. Wedbush Morgan Securities,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Claimants Pggp Number: 01-07090 Frank L. Harris, Jr. and Ann W. Harris Walris Investments, Inc. p nf fhp "Rf^pnr)(fef|fp Hiring Sitf!* Dallas, Texas Josephthal & Co., Inc. Bear, Steams Securities Corp. Frank Lee Harris, HI NATTTRF OF TTTF mSPTTTF Public Customers v. Member Firms and Associated Person O Claimants Frank L. Harris ("F. Harris"), Ann W. Harris ("A. H

COPY Stipulated Award NASD Dispute Resolution COPY In the Matter of the Arbitration Between: Robert J. Lewis and Kamala Domrianant, Claimants v. Merrill, Lynch, Pierce, Fenner & Smith, Inc., and James B. Outline, Respondents Case Number: 01-07088 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimants: For Respondents: Richard D. Brady, Esq. Brady & McLean, PLLC Tacoma, Washington Amy Williams-Deny, Esq.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Estate of Mario T. Scaduto, (Claimant) v. J.P. Morgan Securities, Inc., Sheila Freund Klehm, Andrew Smith, George Theodore Reiiing Jr., Joseph Scott Mauro, Christopher F. Russo, David Jeffrey Himmel, and David A. Flach, (Respondents) Case Number: 01-07085 HearinE Site: New York, New York REPRESENTATION OF PARTIES Claimant, Estate of Mario T. Scaduto, hereinafter r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Shabaka Tecumseh, Claimant vs. E*Trade Securities LLC and Wells Fargo Bank NA, Respondents Case Number: 01-07084 Hearing Site: San Francisco, California Nature of the Dispute: Customer v. Member and Non-Member REPRESENTATION OF PARTIES For Claimant: For Respondent E*Trade Securities LLC: For Respondent Wells Fargo Bank NA: in persona propria Newport News, Virgini

.NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 01-06976 Rockbourne International, LLC, Claimant, vs. Neil George, Inter-first Capital Corp., & Lintz Glover White & Co., Respondents. ATTORNEYS: Claimant, Rockbourne International, LLC., appeared through its President, Colin Brandwood,, Kanata, Canada. For Respondent InterFirst Capital Corporation appeared Dudley Muth, Director of Compliance, Los Angeles, CA. For Respondent Neil Georg

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-02385 Betty Motovich, Claimant vs. J.W. Barclay & Co., Inc. and Jacjc Koppel aka Yakov Koppel, Respondents. ATTORNEYS: For Claimant, Betty Motovich ("Claimant"), appeared Harold J. Slangier, Esq., of the firm Edelman, Krasin & Jaye, PLLC, Carle Place, NY. Respondent, J.W. Barclay & Co., Inc. ("Barclay"), appeared through its representative, John A. Bruno, Woodbridge, NJ. For Re

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Deborah L. Kwacz and the Deborah L. Kwacz IRA, (Claimants) vs. Salomon Smith Barney Inc. and Michael D. LaFleche, (Respondents) Case Number: 01-06975 Hearing Site: Albany, New York REPRESENTATION OF PARTIES Claimants, Deborah L. Kwacz ("Kwacz") and the Deborah L. Kwacz IRA ("Kwacz IRA"), hereinafter collectively referred to as "Claimants": Timothy J. O'Connor, Esq., Ainsworth, S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert M. Herzog and Margot M. Herzog (Claimants) v. Lehman Brothers, Inc., Allen H. Reichman, and Randy J. Ross (Respondents) Hearing Site: New York, New York Case Number: 01-06972 REPRESENTATION OF PARTIES Claimants, Robert M. and Margot M. Herzog hereinafter collectively referred to as "Claimants": John G. Rich, Esq., of the firm Eppenstein & Eppenstein, New York, NY. Respond