N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-05034 Delores L. Wood, claimant vs. Davenport £ Coir.^.ny, LLC and William K, Mizell, Jr., respondents. ATTORNEYS: Claimant appeared Pro Se, Catawba, VA. For Respondents appeared Vice President/Compliance, Donald C. Haufler, Richmond, VA. DATE fiLEu: October 21, 1997 CASE SUMMARY: Claimant alleged that respondents did not honor her request to roll over

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Peter Springsteel vs. Case No. 97-05026 Name of Respondents Bear Stearns & Co., Inc. Bonnie C. Vandenberg Jordan Belfort Daniel Porush Kenneth Greene Steven P. Sanders REPRESENTATION For Claimant Peter Springsteel ("Claimant") appeared Lawrence J. Bochat, Esq., of the firm Bochat & Keenan, P.C., located in Garden City, New York. Clai

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Peter Zeuli 97-05025 Name of Respondents Linsco/Private Ledger Corp. Kevin Supka REPRESENTATION Claimant Peter Zeuli ("Claimant") was represented by John H. Adler, Esq., Cozen and O'Connor, Cherry Hill, NJ Respondents LPL/Private Ledger Corpororation ("LPL") and Kevin Supka ("Supka") were represented by David J. Freniere, Esq., LPL/Private Ledge Cor

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Adam Okin and Sarah Postal v. Name of Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Case No. 97-05022 For Claimants Adam Okin and Sarah Postal ("Claimants") appeared Jonathan Feinsilver, Esq., of the law firm of Reich & Reich, New York City, N.Y. For Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Respondent") appeared Joycelyn Mc

AWARD NASD REGULATION. INC. In the matter of the Consolidated Case entitled "Bears Consolidated Cases," Arbitration Number 97-05016 Bears v. Coastline Financial, Inc., et al. 97-05016, Campanella v. Coastline Financial Inc., et al. 97-05981, Henkel v. Coastline Financial Inc., et al. 98-00072 Name of Claimants Allin C. and Wanda Bears v. Name of Respondents Coastline Financial, Inc., Donald A. Williams, Damon A. Pierson, William A. Schel

AWARD NASD Regulation, Inc. Office of Dispute Resolution , In the Matter of the Arbitration Between Name of Claimant Thomas R. Masters, D.O. vs. 97-05010 Name of Respondents Thomas F. White & Co., Inc. Daniel Carneval REPRESENTATION OF PARTIES Claimant Thomas R. Masters, D.O. ("Claimant") was represented by Harold J. Bender, Esq. and Frank C. Fogl, Esq, Erie, PA. Respondents Thomas F. White & Co., Inc. ("TFW") and Daniel Carneval ("Carne

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name_of Claimant Joel L. Gold vs. Case No. 97-05008 Name of Respondent L.T. Lawrence & Co., Inc. REPRESENTATION For Claimant Joel L. Gold ("Claimant") appeared R. Jeffrey More, Esq., of the firm Coleman & Rhine, LLP, located in New York, New York. For Respondent L.T. Lawrence & Co., Inc. ("Respondent") appeared M. David Sayid, Esq., of the firm Sayid and Associates,

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Biltmore Securities, Inc. 97-05006 Name of Respondent Dempster Leech REPRESENTATION For Claimant Biltmore Securities, Inc. ("Claimant") appeared Steven Paradise, Esq., of the law firm of Squadron, Ellenoff, Plesenl & Scheinfeld located in New York, New York. Respondent Dempster Leech ("Respondent") did not enter an appearance in this matter. CASE INFORM

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Prime Charter Ltd. vs. Case No. 97-05005 Name of Respondent Robert Leff REPRESENTATION For Claimant Prime Charter ("Claimant") appeared Neil Baritz, Esq. of the law offices Drier & Baritz located in New York, New York. For Respondent Robert Leff ("Respondent") appeared Justin Sacca, Esq. of the law offices of Joseph D'Elia located in Huntington, Ne

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marc Porrazzo, (Claimant) v. Corporate Securities Group, Inc. (Respondent) Case Number: 97-05004 Hearing Site: New York, NY Nature of the Dispute: Associated Person v. Member. REPRESENTATION OF PARTIES Claimant, Marc Porrazzo, ("Porrazzo"), hereinafter referred to as "Claimant": Louis L. Paradiso, Esq., Caldwell,NJ. Respondent, Corporate Securities Group, Inc., ("CSG"), hereinaf