A S D .AWARD V vno.NAL A.SSOCrATrO.V OF SECLTUTIES DEALERS ro -le Matter of the Arbitration Between Oavid S. Aronowsky 95-^02923 Kaihan Siddique Greenway Capital Corp. r f.awrence & Co., fnc. SME-SUMMARY PC, located .n Utica, NY, alleg d thattsponde^^^^^^^^^^^^ '^^'f& Corp.C'GCC"). and LT Lawrence & Co Tc ( L^^^^^^^ speculative bulletin board stock. Pro .Athletes Golf I L^^^^^ ^' ^^''^ ^'^"^ ' highly funher alleged that Siddique mis

N.A.S.D. .AWARD NATIONAL ASSOCIATION OF SECTOTIES DEALERS In the Matter of the Arbitration Between Name of Claimant Josephthai Lyon & Ross Inc. Name of Responrient Steven Freifeld 95-02922 REPRESENTATTOX For claimant Josephthai Lyon & Ross. Inc. ("claimant") appeared Evan D. Jay, Esq Associate General Counsel of Josephthai Lyon & Ross. Inc. ^q-. associate Respondent Steven Freifeld ("respondent') appeared pro se. CASE EVFORMATTOTV Stat

N.A.5.D. Awapn ::AT:::JA-. -SSG——>T r-.:r c^r:u"i- In Che manner of che Arbitracion Between -^Tame of r-^ ;^imanr < ^) Behzad Shamiou NASD Arbitration No. 95-02893 -'jam'; ?sp; ^ m ^ ^ y-.. t --ruder.cial Securicies Ir.corpcratied rsehrcoz Ghorcanian For Claimant: Gail A. Easton, Esq., Palo Alto, California IZoTolTerZ ini, Esq., Prudential Securities incorporated. New York, New York CASE T•^^ORMATTf)^f Statement of Cla

N.A.S.D. AWARD NATIONAL ASSOCL4TION OF SECL^TIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jiavvei Hong 95-02887 Paul Y. Hsu Meyers Pollock Robbins, Inc. CASE Sm-IMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 14, 1995, Claimant Jiawei Hong ("Claimant"), who appeared Pro Se, alleged that Respondent Meyers, Pollock, Robbins, Inc. {'•MPRl"), through Respondent Paul Y. Shu ("Hsu") a

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ellen Mae Peterson 95-02883 Name of Re.spondpnf^ Prudential Securities Inc Timothy Scott Pesut William J. Sanders REPRESENTATTOIV IZ^erVf^'^'I^'^Tt^ ^"'^^ ("P™dential") and William Sanders ("Sanders")- Delmer Gowmg, Esq. of Hertz, Schram & Saretsky, West Palm Beach, Florida. Respondent, Pesut was pro se. CASE INFORMATT

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS 'r.c Mair-r -^^r the Arhitrath.^n Between N^iine of Claimant Miriam S. Heistand 95^02875 Name of Respondents Michael J. Kluzinski Professional Asset Protection, Inc. CASE SUBrlMARY In a claim tiled with the National Association of Securities Dealers, Inc. on June 14, 1995, Claimant Miriam S. Heistand, through her representative, Michael W. Pursley of Arbitration Research Consultants,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of thfr Claimants Case Number: 01-06411 Patricia L.Bryan Patricia L. Bryan, IRA Names; nf the Respondents Hearing Site: Washington, DC Merrill Lynch, Pierce, Fenner & Smith, Inc. Peter Russo, Jr. RF.PRFSFNTATTON OF PARTIES Claimants, Patricia L. Bryan and Patricia L. Bryan, IRA, hereinafter collectively referred to "Claimants", were represented by Thomas

AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of riaiman^ Hamilton Investments, Inc. 95-02785 NamenfRpgpon^^Pl James Park REPRFSFNTTATTnx^ CASF. TNFnPTUAT^i^ivy Statement of Claim filed: June 9, 1995. Hamilton's Submission Agreement signed on- Mav 12 1995 hv lohn D • President and Chief Financial Office' HaL"ltonTnve^^^^^^^^^ '''''''' ^~ ^^^^ MT^UU^-^"""! ^'^'^ ^''^ 24, 1995.

95-02725 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Edward J. Adrian Theodore C. Taub Name of Restxindent Alex Brown & Sons Incorporated RFFRFiSFNTATION For Claimants: Bruce W. Barnes, Esq. of the law firm of Johnson, Blakely, Pope, Bokor, Ruppei & Bums, P.A., Tampa, Florida For Respondent: Daniel J. Donovan, Esq., in-house counsel at Alex Brown & Sons, Inc. CASE

N.A.S.D. AWARD NA-nONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of die Arbitration Between Name of Claimant Associated Securities Corp. 95-02777 Name of Respondent Kenneth Eugene Zellraer, Jr. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 8, 1995, Claimant Associated Securities Corp. ("Claimant"), who appeared Pro Se, alleged that Respondem Kenneth Eugene Zellmer, Jr. ("Respondent"), a