Award NASD Dispute Resolution In uie Maiter or the Artitration between: Names of the Claimants Case Numben 00-02915 William E. and Barbara J. Morris Names of the Respondents Hearing Site: Tampa, FL. PaineWebber, Incorporated Arthur D. Dobosiewicz REPRESENTATION OF PARTIES For WiUiam E. Morris and Barbara J. Morris, hereinafter referred to as "Claimants": Robert Dyer, Esq., Allen, Dyer, Doppelt, Milbrath and Gilchrist, P.A., Oriando, Florida and St

AWARD NASD Dispute Resolution In the Matter of the Arbitration BehA/een First of Michigan Corp. n/k/a Fahnestock & Co., Inc. and 97-06062 Southfield, Michigan Morgan Stanley Dean Witter, Inc., and Joseph Batcha REPRESENTATION QF PARTIES First of Michigan Corp. n/k/a Fahnestock & Co., Inc. ("FOMC") was represented by Michael P. Coakley, Esq., Miller Canfield, Detroit, Michigan. FOMC was represented by Alan R. Miller, Esq., Allen R. Miller P.O.,

Stipulated Award NASD In die Matter of the Arbitration Between: Names of the Claimants Case Number: 97-02976 Jacqueline Brown, individually and as Trustee of the Jacqueline Brown Revocable Trust Names of die Respondents Hearing Site: Boca Raton, FL John Hancock Mutual Life Insurance Co. Jay Gelfenbaum REPRESENTATION OF PARTIES For Jacqueline Brown Revocable Trust ("Trust") and Jacqueline Brown ("Brown"), hereinafter collectively referred to as

Award NASD In the Matter of the Arbitration Between; Names of the Claimants Jeffrey D. Saxon and Nohemy Saxon Names of the Respondents Morgan Stanley DW, Inc. and Ronald Franklin Sivak Case Number: 99-03692 Hearing Site: New Orleans, LA REPRESENTATION OF PARTIES For Jeffrey D. Saxon and Nohemy Saxon, hereinafter collectively referred to as "Claimants": Pat Huddleston, n, Esq., Dawson & Huddleston, Marietta, GA, withdrew as counsel on or about

Award NASD Dispute Resolution m the JVLatter ot tne Aruitration uetween: Name of the Claimant Case Number: 98-00777 Allenstown Investments, Ltd. Nflme.«5 nf the Respondents Hearing Site: Boca Raton, Florida Homblower &. Weeks, Inc. John Rooney James E. Cohen REPRESENTATION OF PARTIES For Allenstown Investments, Ltd. ("AIL") hereinafter referred to as "Claimant": Lawrence R. Bonner, Esq., Homer and Bonner, P.A., Miami, Florida. For Responde

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Keitii Lewandowski and Janme Lewandowski, (Claunants) vs. Continental Broker-Dealer Corp. and Anthony J. Calascione, (Respondents) Case Niunber: 01-03008 Hearing Site: New York. New York REPRESENTATION OF PARTIES Claimants, Keith Lewandowski ("K. Lewandowski") and Janine Lewandowski ('J. Lewandowski"), hereinafter collectivelv referred to as "Claimants", appeared pro se. Res

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Sir David Evans, (Claimant) vs. Marshall Bernstein, (Respondent) Case Number: 98-01516 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Sir David Evans, hereinafter referred to as "Claimant" appeared pro se. Respondent Marshall Bernstein, hereinafter referred to as "Respondent" appeared pro se. CASE INFORMATION Statement of Claim fded on or about: April 16

Final Order NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael Said, (Claimant) vs. The Prudential Insurance Company of America, (Respondent) Case Number: 97-04267 Hearing Site: Albany. New York REPRESENTATION OF PARTIES Claimant, Michael Said, hereinafter referred to as "Claimant": Stefan. D. Berg, Esq., Berg Law Office, Syracuse, NY. Previously represented by: Daniel R. Seidberg, Esq., Cherundolo, Bottar & McGowan, P.C., Syr

Final Order NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Jean M. Marshall, (Claimant) vs. Titan/Value Equities Group, Inc., (Respondent) Case Number: 97-04533 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant Jean M. Marshall, hereinafter referred to as "Claimant": Robert A. MacKennan, Esq., a sole practitioner, Poughkeepsie, NY. Respondent Titan/Value Equities Group, Inc., hereinafter referred to as "Respon

Final Order NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Whale Securities Co., L.P., (Claimant) vs. Marie Pollack, (Respondent) Case Number: 98-02562 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claunant Whale Securities Co., L.P., hereinafter referred to as "Claunant": David S. Richan, Esq., Tenzer Greenblatt LLP, New York, NY. Respondent Mark Pollack, hereinafter referred to as "Respondent": Ronald G. Blum, Esq.,