Award NASD Dispute Resolution In the Matter of the Arbitration Between: ^ ofthf f^frp^nt r^gp]Mnmh^r- 01-06341 Dr. Ted Silver itf * Milwaukee, Wisconsin Securities Resolution Corporation; and Jeffrey A. Hill RFrPFF s nyT4TTON OF PARTIES Claimant Dr. Ted Silver ("Silver") was represented by Melissa L. Greipp, Esq. of the firm of Kravit, Gass, Hovel & Leitner, S.C., located in Milwaukee, Wisconsin. Respondent Securities Resolution Corp

IN ARBITRATICN UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Petco Options Co. Initiating Party and Larson Trading Partners, Vernon 0, Larson, and Corey Conn Responding Party Arbitration File No, 89-M-33 o AWARD Ihe captioned matter was sutmitted on November 15, 1989. The named parties received notice of the hearing date of Tuesday, June 19, 1990 in Chicago, Illinois, hoirever, on

IN ARBITRATION UNDER CHAPTER XVIII OF TEIE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTEER OF Raymond R. Kielhack Initiating Party and Scott E. Warren Responding Party Arbitration File No. 89-M-37 AWARD o The captioned matter was sutmitted on Deoeanber 26, 1989. The naired parties appeared at a hearing on Vfednesday, May 23, 1990 in Chicago, Illinois, and had full opporttmity to present arguments and evidence.

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Robert I. Chuckerman Initiating Party and John M. Van Kair^sen Responding Party Arbitration File No. 90-M-5 AV3ARD The captioned matter was sutmitted on February 27, 1990. The named parties appeared at a hearing on Thursday, July 12, 1990 in Chicago, Illinois, and had full opportunity to present arguments and evidence. The a

IN ARBITRATICW UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF First Options of Chicago, Inc. Initiating Party and How M. Roque and Rogue Capital, Inc. Responding Party Arbitration File No. 89-M-32 AVEVRD The captioned matter was sutmitted on November 15, 1989, The named parties received notice of the hearing scheduled for Monday, May 14, 1990 in Chicago, Illinois, however. How M. Roque and

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF First Options of Chicago, Inc. Initiating Party and Timothy Biggam Responding Party Arbitration File No. 90-M-6 AWARD The captioned matter was sutmitted on February 21, 1990. The named parties received notice of the hearing scheduled for Tuesday, May 29, 1990 in Chicago, Illinois, hoover, Mr Biggam was not present. The above

IN ARBITRATIOSI UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF First Options of Chicago, Inc. Initiating Party and Robert H. Bon Durant Responding Party Arbitration File No. 90-M-ll AWARD The captioned matter was submitted on February 21, 1990. captioned controversy involved the following issues; The above First Options of Chicago, Inc. alleged that the responding party, Robert H.

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Thomas M, Farrell Initiating Party and Charles Schwab & Co., Inc. Responding Party Arbitration File No. 90-NM-lO AWARD o Pursuant to CBOE Rule 18.4 governing the small claims procedure, the captioned matter was submitted on March 5, 1990. The matter was decided solely on the submitted documents and the named parties had full

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Petco Options Co. Initiating Party and Scott Casty Responding Party Arbitration File No, 89-M-30 AWARD The captioned matter was submitted on November 2, 1989. The named parties appeared at a hearing on August 6, 1990 in Chicago, Illinois, and had full opportunity to present arguments and evidence. The above captioned controv

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Michael Reaney Initiating Party and Randy Terry Responding Party File No, 90-M-16 AWARD The captioned matter was submitted on May 9, 1990. The named parties received notice of the hearing scheduled for July 11, 1990 in Chicago, Illinois, however, only the responding party attended. The above captioned controversy involved th