IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Henry Criz Initiating Party and LIT America, Inc./Richard Cichy Responding Party Arbitration File No. 90-M-23 o AWARD The captioned matter was submitted on July 6, 1990. The named parties appeared at a hearing on September 27, 1990 in Chicago, Illinois, and had full opportunity to present arguments and evidence. The above ca

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Ada Louise Hamilton, Conservator for the Estate of Thomas Ian Hamilton and Case Number: 01-06339 Hearing Site: Southfield, Michigan Merrill Lynch Pierce Fenner & Smith, Inc. and J. Joseph Fiorini ' - _ REPRESENTATION OF PARTIES Ada Louise Hamilton, Conservator for the Estate of Thomas Ian Hamilton ("Claimant") was represented by Walter L. Baumgardner,

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Merrill Lynch, Pierce, Fenner & Smith Initiating Party and Responding Party Arbitration File No. 90-NM-4 G AWARD Pursuant to CBOE Rule 18.4 governing the small claims procedure, the captioned matter was submitted on February 26, 1990. The matter was decided solely on the submitted documents and the named parties had full opp

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Alfred N. Brown Initiating Party and Charles Schwab & Co., Inc. Responding Party Arbitration File No. 90-NM-5 AWARD Pursuant to CBOE Rule 18.4 governing the small claims procedure, the captioned matter was submitted on February 23, 1990, The matter was decided solely on the submitted documents and the named parties had full oppo

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Initiating Party and Fidelity Investments and Fidelity Brokerage Services, Inc. Responding Party Arbitration File No, 90-NM-12 AWARD Pursuant to CBOE Rule 18.4 goveming the small claims procedure, the captioned matter was submitted on March 12, 1990. The matter was decided solely on the submitted documents and the named parties

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF Lloyd A. Wright Initiating Party and Shearson Lehman Hutton/ Keith J. Yonkers/Stuart Slxma Responding Party Arbitration File No. 90-NM-13 o AWARD Pursuant to CBOE Rule 18.4 governing the small claims procedure, the captioned matter was submitted on March 22, 1990. The matter was decided solely on the submitted documents

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC, IN THE MATTER OF Initiating Party and PaineWebber, Inc. / Virginia L. Ford Responding Party Arbitration File No. 90-NM-19 €) AWARD Pursuant to CBOE Rule 18.4 goveming the small claims procedure, the captioned matter was submitted on June 12, 1990. The matter was decided solely on the submitted documents and the named parties had full opportu

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. o IN THE MATTER OF Wellmont Securities, L.P. Initiating Party and Christopher Hansen Responding Party Arbitration File No, 90-M-27 AWARD The captioned matter was submitted on August 13, 1990. The named parties appeared at a hearing on Monday, September 24, 1990 in Chicago, Illinois, and had full opportunity to present arguments and evidence.

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATTER OF David M, Durst Initiating Party and Prudential-Bache Securties and Jonas Landau Responding Party Arbitration File No, 90-NM-6 AWARD Pursuant to CBOE Rule 18.4 governing the small claims procedure, the captioned matter was submitted on February 6, 1990. The matter was decided solely on the submitted documents and the named pa

o IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC, IN THE MATTER OF Robert A. Warren Initiating Party and Prudential-Bache Securities, Inc./ Daniel P. Walsh Responding Party Arbitration File No. 90-NM-16 o AWAItD Pursuant to CBOE Rule 18.4 goveming the small claims procedure, the captioned matter was submitted on April 2, 1990. The matter was decided solely on the submitted documen