IN ARBITRATIOSl UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INC. IN THE MATIER OF Initiating Party arid Charles Tall & Co. Responding Partry Arbitratd-OTi File No. 90-NM-32 AWARD Purstaant to CBOE Rule 18,4 governing small claims procedtires, the (zaptioned matter was sutmitted on Deceniber 18, 1990. The matter was decided iK^lely cn the suhmitted doctiments and the named partu.es had full opportunit

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o IN THE MATTER Fenchurch Securities, Inc. Initiating Party and Chaim Zayer Responding Party Arbitration File No. 90-M-22 AWARD The captioned matter was submitted on June 22, 1990. The named parties appeared at a hearing on May 30, 1991 in Chicago, Illinois, and had ftill opportunity to present arguments and evidence. The above captio

IN ARBTTRATION IOT)ER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER First Options of Chicj^o, Inc. Initiating Party and Wheaton Partners/Richard R. Noonan Responding Party Arbitration File No. 91-M-7 o AWARD The captioned matter was submitted on Febmary 14, 1991. While the named parties received proper notice of the hearing date of May 9, 1991 in Chicago, Illinois, only tiie initiating par

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Snuth Barney Initiating Party and Alfred E. Dolnick Responding Party Arbitration File No. 91-M-ll o AWARD The captioned matter was submitted on. March 5, 1991 The named parties appeared at a hearing on June 13, 1991 in Chicago, Illinois, and had full oppormnity to present arguments and evidence. The above captioned cont

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ted Sobel (Claimant) v. Charles Schwab & Co., Inc., Bill Conner, Maurice "John" Schaefer, Richard Farkas, Alicia Gray, Mark Stewart, David Pottruck, Jeff Myers, Richard Markus, Karen Hanks, Brett Tekker, and Bob Mieth (Respondents) Case Number: 00-02221 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Cl

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Stuart Hunt, Kara Hunt and Hilre Hunt, Claimants, Vs. Goldman, Sachs and Company, Sam Moore and J. Alliger, Respondents. Case Number: 00-00249 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES Claimant, Stuart Hunt ("S. Hunt"), Kara Hunt ("Hara. Hunt") and Hilre Hunt ("Hilre. Hunt"), hereinafter collectively referred to as the "Claimants": Ronald O. Holman,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Steven Ross and Alan Wallis Initiating Party and David Rodgers; agent for Susquehaima Investment Group Responding Party Arbitration File No. 91-M-I3 AWARD The captioned matter was submitted on. April 15, 1991 The named parties appeared at a hearing on June 19, 1991 in Chicago, Illinois, and had full opportunity to present ar

RECEIVED JUL 1 2 1991 AKBllKAilUN-CBOE IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Lawrence B. Riggs, Jr./ Donna Alice Riggs Initiating Party and Shearson Lehman Hutton, Inc./ Nancy W. Freer Responding Party Arbitration File No. 90-NM-3 o o AWARD The captioned matter was submitted on March 1, 1990. The named parties appeared at a hearing on Ma

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO) BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Jacob Reichman Initiating Party and Fahnestock & Co./LIT America, Inc. Responding Party Arbitration File No. 91-NM-2 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on March 13, 1991. The matter was decided solely on the submitted documents and the named parties had fii

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Seymour Spiegelman Initiating Party and Daniel O'Donnell Responding Party Arbitration File No, 91-NM-3 AWARD Pursuant to CBOE Rule 18.4 goveming small claims procedures, tiie captioned matter was submitted on March 11, 1991. The matter was decided solely on the submitted documents and tiie named parties had ftill opportunity