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91M006-Award-CBOE-19910725.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Wellmont Securities Initiating Party and Steven Beier Responding Party Arbitration File No. 91-M-6 AWARD The captioned matter was submitted on February 6, 1991. The named parties appeared at a hearing on June 18, 1991 in Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The above captioned contr

90M026-Award-CBOE-19910816.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o o IN THE MATTER Frank DiLeonardo Initiating Party and David Persichmi Responding Party Arbitration File No. 90-M-26 AWARD The captioned matter was submitted on June 17, 1990. The named parties appeared at a hearing on July 18, 1991 ui Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The above capti

90NM028-Award-CBOE-19910816.pdf

IN ARBTTRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Initiating Party and Kidder Peabody & Co. Responding Party Arbitration File No. 90-NM-28 o AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 9, 1990. The matter was decided solely on the submitted documents and the named parties had full opportunity to present a

91M004-Award-CBOE-19910816.pdf

V: IN ARBTTRA-nON UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o Arbitration File No.91-M-4 IN THE MATTER LIT America, Inc. Initiating Party and Michael J. Carr Responding Party AWARD The captioned matter was submitted on Febmary 4, 1991. The named parties appeared at a hearing on July 25, 1991 in Chicago, Illinois, and had fiiU opportunity to present arguments and evidence. Pursuant to th

91NM005-Award-CBOE-19910820.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Raymond E. Aro Initiatmg Party and Charles Schwab & Co. Responding Party Arbitration File No. 9i-NM-5 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on May 17, 1991. The matter was decided solely on the submitted documents and the named parties had full opportunity to p

90M031-Award-CBOE-19910821.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER LIT America, Inc. Initiating Party and Brian Yale Responding Party Arbiti-ation File No. 90-M-31 AWARD The captioned matter was submitted on October 1, 1990. Both parties received notice of the hearing scheduled for July 29, 1991 in Chicago, Illinois and had fiill opportunity to present arguments and evidence. However, only

90M002-Award-CBOE-19910828.pdf

IN ARBTTRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Thomas McGrath (Neil McKloskey, tmstee) Initiating Party and Loren E. Parks Responding Party Arbitration File No. 90-M-2 AWARD The captioned matter was submitted on January 1, 1990. The named parties appeared at a hearing on July 16 and 18, 1991 in Chicago, Illinois, and had fiill opportunity to present arguments and evi

90NM024-Award-CBOE-19910828.pdf

IN ARBTTRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Amar K. Savia Initiating Party and Charles Schwab & Co. Responding Party Arbitration File No. 90-NM-24 AWARD Pursuant to CBOE Rule 18.4 goveming small claims procedures, the captioned matter was submitted on September 10, 1990. The matter was decided solely on the submitted documents and the named parties had fiill opportun

90M033-Award-CBOE-19910829.pdf

IN ARBTTRATION UNDER CHAPTER XVHI OF -THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Marc Brown Initiating Party and Benjamin Parker, Parker Stein, Inc. Responding Party Arbitration File No. 90-M-33 o CORRECTED AWARD The captioned matter was submitted on November 23, 1990. The named parties appeared at a hearing on July 22, 1991 in Chicago, Illinois, and had fiill opportunity to present arguments and ev

90NM025-Award-CBOE-19910830.pdf

IN ARBITRATION UNDER CHAPTER XVin OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Edward Chalpin Initiating Party and Shearson Ldunan Hutton Responding Party Arbitration File No. 90-NM-25 ) AWARD The captioned matter was submitted on, Sq)tember 20, 199^, The named parties appeared at a hearing on August 7 and 22, 1991 in New York, New York, and had fiiU opportunity to present arguments and evidence. T