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91M002-Award-CBOE-19911002.pdf

IN ARBITRATION UWER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o IN THE MATTER LIT America, Inc. Initiating Party and Thomas F. O'Shea, Jr. Responding Party Arbitration File No. 91-M-2 AWARD The captioned matter was submitted on January 23, 1991. The named parties received notice of the hearing scheduled for August 5, 1991, however, only the claimant attended. The above captioned controversy invo

91NM009-Award-CBOE-19911010.pdf

IN ARBTTRATION UNDER CHAPTER XVIH OF IHE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Initiating Party and The Chicago Corporation Respondmg Party Arbitration File No. 91-NM-9 AWARD Pursuant to CBOE Rule 18.4 goveming small claims procedures, the captioned matter was submitted on July 5, 1991. The matter was decided solely on the submitted documents and tiie named parties had fiUl opportunity to present arguments

91M016-Award-CBOE-19911017.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Braden Silverman/Mike Tobin/ Ken McKean Initiating Party and Ronald Smith Responding Party Arbitration File No. 91-M-16 O CORRECTED AWARD The captioned matter was submitted on June 13, 1991. The named parties appeared at a hearing on September 30, 1991 in Chicago, Illinois, and had full oppormnity to present argumen

91M018-Award-CBOE-19911017.pdf

IN ARBITRA'nON UNDER CHAPTER XVffl OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Calvin N. Sparrow Initiating Party and Wagner-Stott Clearing Corporation d/b/a Securities Options Corp. Responding Party Arbitration File No. 91-M-18 AWARD The captioned matter was submitted on June 26, 1991. The named parties appeared at a hearing on Oaober 8, 1991 m Chicago, Illinois, and each had fiill opportunity to pre

90NM027-Award-CBOE-19911026.pdf

IN ARBTTRATION UNDER CHAPTER XVIII OF THE RULES OF "niE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Matthew and Amanda Fox Initiating Party and PaineWebber, Incorporated Responding Party Arbitration File No. 90-NM-27 AWARD The captioned matter was submitted on October 29, 1990. The named parties appeared at a hearing on October 4, 1991 in Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The

91NM012-Award-CBOE-19920123.pdf

•) IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Keimeth S. Leahy Initiating Party and Olde & Company Responding Party Arbitration File No. 91-NM-I2 AWARD Pursuant to CBOE Rule 18.4 goveming small claims procedures, the captioned matter was submitted on September 27, 1991. The matter was decided solely on the submitted documents and the named parties had full opport

91NM015-Award-CBOE-19920123.pdf

IN ARBTTRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Bob Stice Initiating Party and Pmdential Bache Securities Responding Party Arbitration File No. 91-NM-15 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 21, 1991. The matter was decided solely on the submitted documents and the named parties had full opportun

91NM008-Award-CBOE-19920204.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Initiating Party and Jonathan Stem Responding Party Arbitration File No. 91-NM-8 AWARD o The captioned matter was submitted on July 5, 1991 and a hearing was held on January 22, 1992. The named parties had fiill opportunity to present arguments and evidence to be considered by the agreed upon arbitrators. The above captioned

91NM011-Award-CBOE-19920211.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED Arbitration File No. 91-NM-ll o IN THE MATTER Kevin Molloy Initiating Party and Shearson Lehman Hutton, et al. Responding Party AWARD The captioned matter was submitted on September 24, 1991. The named parties appeared at a hearing on January 8, 1992 in Chicago, Illinois, and had fiill opportunity to present arguments and evidence. Th

90NM011-Award-CBOE-19920213.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Initiating Party and Raymond James & Associates Responding Party Arbitration File No. 90-NM-11 o AWARD Tlie captioned matter was submitted on March 21, 1990. The named parties appeared at a hearing on January 29, 1992 in Houston, Texas and had fiill oppormnity to present arguments and evidence. The above captioned controver