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91M028-Award-CBOE-19920220.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF 'THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Fenchurch Securities, Inc. Initiating Party and Carlton R. McGee Responding Party Arbitration File No. 91-M-28 9 AWARD The captioned matter was submitted on November 1, 1991. The named parties appeared at a hearing on January 23, 1992, 1991 in Chicago, Illinois, and had fiiU opportunity to present arguments and evidence

91M003-Award-CBOE-19920225.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Mario D'Agostino Initiating Party and Simon Lubershane Responding Party Arbitration File No. 91-M-3 0 AWARD The captioned matter was submitted on January 31, 1991. The named parties appeared at a hearing on Febmary 3, 1992 in Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The above capti

91M021-Award-CBOE-19920225.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED Arbitration File No. 91-M-21 IN THE MATTER Redtail Leasing, Inc. Initiating Party and Nicholas Santucci Responding Party AWARD The captioned matter was submitted on September 5, 1991. The named parties were properly notified of the hearing scheduled for Febmary 5, 1992 in Chicago, Illinois, however, only Redtail Leasing, Inc. appeared. R

90NM030-Award-CBOE-19920311.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o IN THE MATTER Initiating Party and LIT America, Inc. Responding Party and Third-Party Claimant and Chicago Board Options Exchange, Inc. Third Party Respondent Arbitration File No. 90-NM-30 AWARD The captioned matter was submitted on October 30, 1990. Pursuant to CBOE Rule 18,5(a), , waived the hearing for the initial claim

91M025-Award-CBOE-19920318.pdf

IN ARBITRATION BEFORE THE CHICAGO BOARD OPTIONS EXCHANGE, INC. WAGNER STOTT CLEARING CORP. Initiating Party and STEVEN HIMMELMAN & SNOMAN, INC. Responding Parties File No. 91 M-25 AWARD The above-captioned parties appeared at a hearing on March 18, 1992, and had full opportunity to present arguments and evidence. Having been fully advised by the parties and after due deliberation, the undersigned arbitrators award as follows: Respo

91NM010-Award-CBOE-19920623.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Nelson Menda, Brenda Menda Sender Shub, Ileana Shub Initiating Party and Shearson Lehman Hutton, Inc. Responding Party Arbiti:ation File No. 91-NM-lO AWARD The captioned matter was submitted on July 23, 1991. The named parties appeared at a hearing on May 4, 5, 6, 7, 18 and 19, 1992 m Chicago, Illinois, where they were repre

92NM001-Award-CBOE-19920624.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICA(30 BOARD OPTIONS EXCHANGE, INCORPORATED o o IN THE MATTER Bemard W. Brader Initiating Party and Olde Discmnt/Robert F. Bokera, Jr. Responding Party Arbitration File No. 92-NM-Ol AWARD The captioned matter was submitted on Febmary 25, 1992. The named parties appeared at a hearing on June 8, 1992 in Chicago, Illinois, and had full opportunity to present arguments and evi

90NM021-Award-CBOE-19920727.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Index Partners Initiating Party and The Chicago Corporation Respondmg Party Arbitration File No. 90-NM-21 AWARD The captioned matter was submitted on August 3, 1990. The named parties appeared at a hearmg on July 21, 1992 in Chicago, Illinois, and had fitil opportunity to present arguments and evidence. Complainant alleg

92NM002-Award-CBOE-19920928.pdf

IN ARBITRATTON UNDER CHAPTER XVIII OFTHE RULES OFTHE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED 0 IN THE MATTER Jay A. Eriksoii Initiating Party and Responding Party Shearsun Lehman Huttan/Biii Aprile ) ) ArbiuiiUon riie No. y2-NM-02 AWARD Pursuant to CB015 Rule IS.4 guvuriiing sin;;!! ciaiin.s procedures, tht; captioned matter was submitted on February 27, 1992. The nani^d parties had full opportunity to present arguments an

92NM005-Award-CBOE-19920814.pdf

KV ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Joseph DeAngelis Initiating Party and Susqueharma Trading Group Responding Party Arbitration File No. 92-NM-05 o AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on June 8, 1992. The named parties had fiiU opportunity to present arguments and evidence in writing to be