IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Steven J. Cholity Initiating Party and Charles Schwab & Co., Inc. Responding Party Arbitration File No. 92-NM-9 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 7, 1992. The matter was decided solely on the submitted documents and the named parties had full opp

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Wagner Stott Clearing Initiating Party and The Chicago Corporation Arbitration File No. 92-M-06 Responding Party AWARD The captioned matter was submitted on August 20, 1992. The named parties appeared at a hearing on January 12, 1993 m Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The above

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, EVCORPORATED IN THE MATTER Benjamin R. Michaels Initiating Party and Dean Witter Reynolds, Inc., Anne Baniewilz, and Kim Telfer Responding Parties Arbitration File No. 92-NM-7 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on September IS, 1992. The matter was decided solely on the submitted

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Michael J. Taylor Initiating Party and Prudential Securities, Inc. and Max Christian Responding Parties Arbitration File No. 92-NM-ll AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 29, 1992. The matter was decided solely on tiie submitted documents and th

o IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER LIT America, Inc. Initiating Party and Robert R. Hildebrand Responding Party Arbitration File No. 92-M-08 AWARD The captioned matter was submitted on September 3, 1993. While both captioned parties recieved notice of tiie hearing date pursuant to CBOE Rule 18.16, LIT America, Inc. appeared at the hearing on February 9,

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Grant Pyllas, Claimant, V, Charles Schwab & Go^y^ Respondent Arbitration File No. 93 NM 03 AWARD Attached hereto and made a part hereof is the Award rendered in the above captioned dispute by the public arbitrator selected pursuant to Chicago Board Options Exchange, Incorporated ("CBOE") Rules 18.4 and 18.11. Nancy L. N

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Gregg Sveinsson, Claimant, and Mario D'Agostino, Wagner Stott Clearing Corp, and -LIT-Ameriea^Ine; Respondents. File No. 93M03 AWARD Gregg Sveinsson ("Claimant") filed the Statement of Claim ("SOC") in the captioned dispute on or about July 8, 1993 and an Amended SOC on or about October 29, 1993. The named parties

IN ARBIIRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICA(M BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spumey, David Ofinan and George Hinchcliff, Claimants, V. File No. 93-M-04 John E. McGinnis, Respondent. AWARD Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spirmey,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF yj. • * I Claimant, v. Charles Schwab & Co., Inc, Respondent. File No. 92 NM 13 AWARD v"Claimant-)-filed-the-Statement-of Claun in the captioned dispute on "oraBoulfDecember 15, 1992. Charles Schwab & Co., Inc. ("Respondent") filed an Answer on or about Febraary 12, 1993. Pursuant to Chicago Board Options Exchange ("C

IN ARBITRATION UNDER CHAPTER XVTH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Raymond K. Yeates and Donna C. Yeates, Claimants, V. Jonny-Waddle and Dean Witter Reynolds Inc., Respondents. Arbitration File No. 93 NM 04 AWARD Pursuant to Chicago Board Options Exchange ("CBOE") Rule 18.4 governing sunplified arbitration procedures, Raymond K. Yeates and Donna C. Yeates ("Claunants") filed a State