IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICA(50 BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF LIT Clearing Services, Inc., Claimant, V. Steven N. Smitii, Respondent. File No. 93 M 08 AWARD LIT Clearmg Services, Inc. ("LIT Clearing") filed tiie Statement of Claim ("Claim") m tiie captioned dispute on or about November 19, 1993. Smitii filed an Answer on or about December 15, 1993. LIT Clearmg, represented by David

INARBITRA'nON UNDER CHAPTER XVHI OF THE RULES OF THE CmCAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF LIT Clearing Services, Inc., Claimant, V. Al Dolnick, Respondent. File No. 93 M09 AWARD LIT Clearing Services, Inc. ("LIT Clearmg") filed tiie Statement of Claim ("Claun") m tiie captioned dispute on or about November 19, 1993. The Claun was served upon Al Dolnick ("Dolnick") by certified mail dated November 24, 1993. Dolni

IN ARBITRATION UNDER CHAPTER XVUI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF David W. Blank, Claunant, V. Renee P. O'Bryan, Respondent. File No. 94-M-05 AWARD David W. Blank ("Claimant") filed tiie Statement of Claim ("SOC") in tiie captioned dispute on or about June 16, 1994. Renee P. O'Bryan ("Respondent") filed an Answer on or about August 8, 1994. The named parties appeared at a hearing sessio

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Jerome A. Foreman, Claunant, v. LIT America, Inc., as survivor of Rialcor/Shatkin Securities Corp., Maurice Perlstein and -Riehard-D-Kushnir^ Respondents. File No. 92-M-lO AWARD Summary Jerome A. Foreman ("Claimant") submitted a Statement of Claun in tiie captioned dispute on or about October 14, 1992. LIT Ame

CHICAGO) BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN Claimants, V. Prudential Securities, Inc., as successor to Bache Halsey Sttiart & Shields, Inc., Respondent. DECISION File No. 92-NM-lO "^C5r"Claimaiit^>r' For Respondent(s): Representation Howard (3roedel7 )ffi6 Irwin S. Haiman, McCarthy, Lebit, Crystal & Haiman Co., L.P.A., Cleveland, OH — Pleadings- Statement of Claun filed: July 16

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN Scott Turban, Claimant, V. Wagner Stott Clearing Corp., as successor to Securities Option Corporation, Respondent. DECISION File No. 94 M 06 Representation For Claimant(s): John A. Washburn, Gould & Ratner, Chicago, IL For Respondent(s): Peter R. Sonderby, Chicago, IL Pleadings Statement of Claim filed: June 23, 1994 Answer fUed: August 8, 199

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATES) IN THE MATTER OF Claimant, and Margaret Maul, Respondent. DECISION FUeNo. 94NM04 Representation For CIaimant(s): For Respondent(s): ProSe Oilbert R. S^ota, Howard, Rice, Nemerovskl, C^anady, Robotson, Falk & Rabkin, San Francisco, CA Stat^n^ of Caaim Filed: Answer Filed: Response to Answer Filed: Respondeat's R^ly

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN G-Bar Limited Partnership, Claimant, V. Sean Purcell, Respondent. DECISION File No. 94-M-Ol Pleadings Statement of Claim filed on or about: March 16,1994 Answer filed on or about: June 16, 1994 Hearing G-Bar Limited Partnership ('Claimant'), represented by Avrum Gray, President, appeared at a hearing, consisting of one (1) session, on December 15, 199

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN IN THE MATTER OF Alan Zahtz, Claimant, V. Frank Liskovec, Respondent. DECISION File No. 94 M 10 Pleadings Statement of Claim filed on or about: October 12, 1994 Answer filed on or about: November 3, 1994 Hearing Alan Zahtz ('Claimant') and Frank Liskovec ('Respondent') appeared at the hearing, specified below, and had full opportunity to present a

IN ARBITRATION UNDER CHAPTER XVIIi OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE. INCORPORATED hi The Matter Of Laurence M. Ratoer, Claimant, v. Chris Warren, Respondent. DECISION File No. 94M 17 Pleadings Statement of Claim filed on or about: November 30, 1994 Answer filed on or about: January 5, 1995 Hearing The named parties appeared at the hearing specified below, and had fiill opportunity to present arguments and