IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Rcnee P. O'Bryan, nominee for Ernst and Company, Claimant, V. David W. Blank, Respondent. DECISION File No. 94M 14 Pleadings Statement of Claim filed on or about: November 28, 1995 Answer filed on or about: January 5, 1995 Hearing The named parties appeared at the hearing specified below, and had full opportu

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Wagner Stott Clearing Corp., Claimant, V. Johann B. Garovi and JohannB. Garovi, Inc., Respondents. File No. 94 M 07 For Claimant(s): For Respondent(s): Representation Peter R. Sonderby, Chicago Illinois None Pleadings Statement of Claim filed on or about: July 29, 1994 Answer filed on or about: No Answ

IN ARBITRATION UNDER CHAPTER XVIIi OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED hi The Matter Of Mario D'Agostino, Claimant, V. Peter Schulte, Respondent. DECISION File No. 94M 12 Pleadings Statement of Claim filed on or about: November 2, 1994 Answer filed on or about: January 19, 1995 Hearing The named parties appeared at the hearing specified below, and had full opportunity to present arguments and ev

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Laurence J. Witort, Claimant, v. McDonnell, Inc., Robert Bennitt, David McDonnell and Peter McDonnell Respondents. DECISION File No. 95 M 01 Representation For Claimant(s): Pro Se For Respondent(s): Pro Se Pleadings Statement of Claim filed on or about: April 7, 1995 Answer filed on or about: May 11, 1

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Wagner Stott Clearing Corp., Claimant/CounterRespcMident, v. Reuven Avraham, Respondent/CounterCIaimant. DECISION File No. 94 M 09 For Claimant/CounterRespondent: For Respondent/CounterCIaimant: Representation Peter R. Sonderby, Chicago, Illinois Judy Koster, Chicago, Illinois Pleadings Statement of Claim

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Public Customer, Claimant, v. Steven H. Koch and ING Securities Derivatives Clearing, Respondents. For Claimant(s): Pro Se For Respondent(s): Pro Se DECISION File No. 95 NM 05 Representation Pleadings Statement of Claim filed on or about: June 8, 1995 Answer of Stephen H. Koch filed on or about: July 18,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Claimants, V. A.G. Edwards & Sons, Inc., Respondent. DECISION File No. 94NM05 o For Claimant(s): For Respondcnt(s): Representation ProSe Norman S. Buckvar, A.G. Edwards & Sons, Inc., St. Louis, Missouri Pleadings Statement of Claim filed on or about October 19,1994 Answer filed on or about: December 1,

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Option Funding Group, Limited Partnership, Claimant, V. Sage Clearing Limited Parmership, Respondent. And Sage Clearing Limited Partnership, CounterClaimant, V. Option Funding Group, Limited Partnership and James Murphy, CounterRespondents. DECISION File No. 94M13 Representation For Claimant/Count

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of John Schulten, Claimant, v. Fidelity Investments, Respondent. DECISION File No. 95NM08 Representation For Claimant(s): Pro Se For Respondent(s): Suzanne R. Michaud, Esq., Fidelity Investments Pleadings Statement of Claim and Submission Agreement, filed on or about: July 20, 1995 Answer and Submission Agreemen

CfflCAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN LIT Clearing Services, Inc., Claimant, V. Howard J. Lewis, Respondent. File No. 93 M07 For Claimant(s): TorRespondrat(s)T Representation Ame R. Rode, Chicago, IL Stephen P. Bedell and David J. Gilmartin^—Gardners-Carton-&- Douglas, Chicago, IL Pleadings Statement of Claim filed on or about: November 19, 1993 Answer filed on or about: December