IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Sean McGrath, Claimant, V. ING TT&S (U.S.) Securities, Inc. Respondent. DECISION File No. 99M007 For Claimant(s): For Respondent(s): Representation Patrick M. Hincks, Sullivan & Hincks, Oakbrook, IL Stephen P. Bedell, Gardner, Carton & Douglas, Chicago, IL Pleadings Statement of Claim and Submission Agreem

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF TlK>inas P. Campbell, Claimant^ V. ING TT&S (U.S.) Securities, Inc., Respondent. DECISION FUcNo. 99M006 For Claimant: For Respondent: Representation Michael T. Del Galdo, Joseph M. Giglio & Associates, Ltd., Chicago, Illinois Patrick M. Hincks, Hincks & Sullivan, Oak Brook, Illinois Stq>hcn P. Bedell, Gardner,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Arauca Trading Limited Partnership, Arauca General, Inc., Stephen G. Macklem and Henry Gosiene, Claimants/Defendant Arauca Parties, V. Lance H. Steelman, Harold F. Baritell, Sr., John K. Tumer and J&D Coals, Respondents/Plaintiff Limited Partners. DECISION File No. 99M004 In the interest of clarity, Arauca Tra

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Mako Global Derivatives, LLC, Claimant, V. Stephen Kannaka, Respondent. DECISION File No. 00 M 003 For Claimant: For Respondent: Representation Robert Vanasco Vanasco, Wayne & Genelly Pro Se Pleadings Statement of Claim and Submission Agreement, filed on or about: Answer and Submission Agreement, f

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Customer* Claimant, V. ING (U.S.) Securifies, Futures, & Options Inc. Respondent. AWARD File No. 00NM008 For Claimant: For Respondent: Representation Richard Shires, Compliance Manager, Customer Shelly Starr, General Counsel, ING (U.S.) Securities, Futures & Options, Inc. Pleadings Statement of Claim a

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Howard A. Rubin, Individually and as Tmstee , Claimant, v. First Options of Chicago, Inc. f/k/a/ LIT Clearing Services, Inc. , Respondent. DECISION File No. OONMOOl For Claimant(s): For Respondent(s): Representation Lloyd Kadish, Lloyd Kadish and Associates, Ltd., Chicago, IL Howard Schiffman,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Saliba Partners, LLC, John Saliba and Anthony Saliba, Claimants, V. LETCO Trading, L.P., Lee Tenzer, Scott Kilrea, John Robinson, Joseph Fahrenbach and Michael Riley, Respondents. DECISION File No. 00M006 For Claimants: For Respondents: Representation Scott E. Early, Foley & Lardner, Chicago, IL David

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Patrick J. Burke, Claimant, V. JOH Options Inc., Respondent. DECISION File No. 00M005 Representation For Claimant: David J. Barclay, Chicago, Illinois For Respondent: Ronald P. Kane, Kane & Fischer Ltd., Chicago, Illinois Pleadings Statement of Claim and Submission Agreement, filed on or about: July 27, 2000 A

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Customer* , Claimant, V. Jeffrey 1. Fried and Bruce D. Drevets , Respondents. DECISION File No. 00NM07 For Claimant: For Respondents: Representation Gregory N. Jones, Mackey Price & Williams, Salt Lake City, Utah Ronald P. Kane, Gomberg Kane & Fischer Ltd., Chicago, Illinois Pleadings Statement

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Scott & Stringfellow, Inc. , Claimant, v. Joseph S. Sullivan , Respondent. DECISION File No. 02NM002 Representation For Claimant(s): Pro Se For Respondent(s): Pro Se Pleadings Statement of Claim and Submission Agreement, filed on or about: July 26, 2002 Answer and Joseph S. Sullivan's Submission A