IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of DANIEL M. EPSTEIN, Claimant, V. SECOND CITY TRADING, L.L.C, an Illinois Limited Liability Company, Respondent. DECISION File No. 03M008 For Claimants: For Respondent: Representation Philip J. Nathanson, Chicago, Illinois Ted S. Helwig, Katten Muchin Zavis Rosenman, Chicago, Illinois Pleadings Statement

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Pax Clearing Corporation, Claimant, V. Michael Moore, Respondent. DECISION File No. 03M007 For Claimants: For Respondent: Representation Stephen Bedell, Gardner Carton & Douglas, Chicago, Illinois Juliette M. Steffe, Ungaretti & Harris, Chicago, Illinois Pleadings Statement of Claim and Submission Agreemen

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF First Options of Chicago, Inc., Claimants, V. ETJ Partners, Ltd. and E. Thomas Jung, Respondents. File No. 9SM006 For Claimants: For Respondent: Representation Eric Bensky, Dickstein, Shapiro, Morin & Oshinsky, L.P. - Washington, DC No representation. Pleadings Statement of Claim and Submission Agreement,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Geneva Trading LLC, Claimant, V. Wolverine Trading LLC, Respondent. File No. 06M001 Representation For Claimants: Pro se For Respondent: Pro se Pleadings Statement of Claim and Submission Agreement, filed on or about: Answer, filed on or about: Motion to Dismiss, filed on or about: Hearing March 13, 20

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Zboss Trading, LLC, Claimants, V. Christopher J. Figy, Respondent. File No. 05M001 Representation For Claimants: Lloyd Kadish, Lloyd Kadish and Associates, Ltd. Chicago, Illinois For Respondent: John T. Ruskusky, Ungaretti and Harris, Chicago, Illinois Pleadings Statement of Claim and Submission Agreement, filed on or

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of John J. Piwowarczyk, Claimants/ Counter-claim Respondents V. Marshall Spiegel, Respondent/ Counter-Claimant AWARD File NO.05M002 For Claimants: For Respondent: Representation James J. Judge, Vanasco Genelly & Miller, Chicago, Illinois Scott Early, Foley & Lardner, Chicago, Illinois Pleadings Statem

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Claimants, V. Respondents. File No. 04M005 For Claimants: For Respondent: Representation Stephen Bedell, Foley & Lardner, Chicago, Illinois Bemard Moltz, Bemard W. Moltz & Associates, Chicago, IL (withdrew from case on March 11, 2005); Gregory Pasternik, Levin & Brand, P.C., Chicago, IL (withdrew from case at commence

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Centurion Securities, LLC, Claimant, V. Howard Chalfin, Respondent. File No. 06M004 For Claimant: For Respondent: Representation Leah Bmno, Ben Delfin (Sonnenschein, Nath & Rosenthal, LLP) Pro Se'' Pleadings Centurion Securities, LLC Statement of Claim and Submission Agreement, filed on or about: Howar

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gary Gelman (Claimant) vs. Salomon Smith Barney, Inc., k/n/a Citigroup Global Markets, Inc., Robert S. Matthews, John P. Hughes, Mary Santoro, Michael Bernstein, Richard Rothschild, and Bernstein, Hughes & Rothschild (Respondents) Case Number: 01-06328 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Persons. REPRESENTATION OF PARTIES Ga

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Kevin Keller and Kell/Martinez, LLC, Claimants, V. Jason Martinez, Respondent. File No. 06M002 For Claimants: For Respondent: Representation Kevin Besetzny and Charmaine Vivar (Besetzny, Rzepczynski, Vivar, LLC) Peter J. Berman (Peter J. Berman, Ltd.) Pleadings Kevin Keller and Kell/Martinez, LLC Statement of