Award NASD Dispute Resolution In the Matter of the Arbitration Between: J.P.C. Contracting Company (previously known as Euro Industries, Inc.), Stephen A. Paolino, and Lee R. Paolino (Claimants) v. Securities & Investment Planning Company and Daryl S. Hersch (Respondents) Case Number: 00-02181 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants J.P.C. Contracting Com

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimantfs) Edward L. Rich Arbitration No. 97-04191 Name of Respondentfs) Lynn Bridges, John Hancock Mutual Life Insurance Company, and Keycorp REPRESENTATION For Claimant: Douglas L. Stowel1, Esq., Academy Legal Services, Salt Lake City, Utah For Respondent Lynn Bridges: Douglas E. Griffith, Esq., Kesler & Rust, Salt Lake City, Utah For Resp

NASD Regulation, Inc., Award In the Matter of Arbitration Between Michael R. Bradle, Claimant, and No. 97-04188 David Yarbrough, Respondent, REPRESENTATION OF PARTIES Claimant, Michael R. Bradle ("Bradle") was represented by Donald L. Sweatt, Esquire of Graham, Texas. Respondent, David Yarbrough ("Yarbrough") appeared pro se during these proceedings and was assisted by Ken Stein President of Addison Securities, Inc. CASE INFORMATION

NASD Regulation, Inc., Award In the Matter of Arbitration Between Kevin Smith, Claimant, and No. 97-04184 E*Trade Securities, Inc. Respondent. REPRESENTATION OF PARTIES Claimant. Kevin Smith ("Smith") was represented by Gerald S. Siegmyer, Esquire of Greenberg, Peden, Siegmyer & Oshman, P.C., located in Houston, Texas. Respondent, E*Trade Securities. Inc. ("E*Trade") was represented by Gary Loeb, Esquire of Bird Marella Boxer Wolpert & Matz,

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Giuseppe DiRusso Claimant, V. No: 95-05330 Olde Discount Corporation Respondent. REPRESENTATION OF PARTIES Claimant Giuseppe DiRusso ("Claimant") was represented by Dennis J. Harris, Esq. of Dearborn, Michigan. Respondent Olde Discount Corporation ("Respondent") was represented by David T. Doyle Esq. of Olde Discount Corporation located in Det

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Frederick & Con^any, Inc. No. 95-05328 Name of Respondent Winfield Scott Long, III REPRESENTATION Claimant Frederick & Co., Inc. ("Claimemt") was represented by Bruce C. O'Neill, Esq. of Fox, Ccurpenter, O'Neill & Shannon S.C. located in Milwaukee, WI. Respondent Winfield Scott Long III ("Respondent") was represented by Charles

N.A.S.D. AW&RTl NATIOKflTt ASSOCIATJON OP Sl^irtTPTTlES DEALERS. IHP. In the matter of the Arbitration Between Name of nRimantf^^ Carl Friberg NASD Arbitration No. 95-05282 Name nf R^apondenl-fa^ Eric Blumen For Claimant: Jeffrey A. Feldman, Esq., San Francisco, Califomia For Respondent: Eric Blumen, Roslyn Heights, New York Statement of Claim filed: November 6, 1995 Claimant's Siibmission Agreement signed: October 20, 1995 State

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Joanne S. Stevens 95-05289 Name of Respondent Corporate Securities Group, Inc. CASE SUMMARY In a claim filed witii tiie National Association of Securities Dealers, Inc. on November 9, 1995, Claimant Joanne S. Stevens ("Claimant"), who appeared Pro Se, alleged tiiat Respondent Corporate Securities Group, Inc. ("Respondent"), was h

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Sharon Sauls, POA/ Ella Sather and 97-041 SI Name of Respondents Sutro & Company, and Robert Crawford REPRESENTATION OF PARTIES Sharon Sauls, POA/ Ella Sather ("Claimant") was represented by George R. Brown, Esq., Whitehall, Linden Grynkewich & Halladay, Tucson, Arizona. Sutro._ & Company ("Sutro"), and Robert Crawford ("Crawford"') {jointly referre

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In tiie Matter of tiie Arbitration Between N^ne of Claimant Cynthia Savarese Rosier 95-05261 Name of Respondent Paragon Capital Corporation fa a daim filed witii tiie Nattonal Association of Securities Dealers. Inc, on November 6, 1995 Claimant Cynflua Savarese Rosier ("Claimant"), who appeared Pro Se, aUeged tiiat Respondent Paragon S Corporation ("Respondent"), tiirough its account executi