NASD Regulation, Inc., Award In the Matter of Arbitration Between Jeffrey S. Van Buskirk and G. Robert Bergman, Claimants, and Walton Johnson & Co., No. 97-02949 Respondent. REPRESENTATION OF PARTIES Claimants, Jeffrey S. Van Buskirk ("Van Buskirk") and G. Robert Bergman ("Bergman,") were represented by Michael A. Watson, Esquire, of Glast, Phillips and Murray located in Dallas, Texas. Respondent, Walton Johnson & Company ("Walton Johnso

•SEP. 16.1998 11:03PM HflSD REGLJLflTION FL NO, 578 NASD REGULATION, INC, AWARD Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Goban LTD, Case No. 97-02948 pjames of Respondent^ Olde Discount Corporation Andrew Rucks REPRESENTATION OF PARTIES For Claimant: Steven R. Reininger, Esq. of the law firm of Rasco, Reininger & Perez r PA. Miami, Florida, For Respondents Olde Discount Corporation ("

AWARD NASD Regulation, Inc. CASE: 97-02939 Paragon Capital Corporation, (Claimant) vs. Eugene Filippino, (Respondent). ATTORNEYS: For Claimant appeared Michele D. Wesse!, Compliance Director at Paragon Capital Corporation. Respondent did not enter an appearance in this matter. DATE FILED: June 9. 1997 CASE SUMMARY: Claimant maintained that on August 23, 1996, Respondent signed a promissory note pursuant to which he agreed to repay $10,000.00 in

NASD REGULATION, AWARD In the Matter of the Arbitration Between Name of Claimant Michelle Landgraf 97-02935 Name of Respondent First United Equities Corporation REPRESENTATION For Claimant Michelle Landgraf ("Claimant) appeared Ira E. Berliner, Esq., a sole practitioner with offices located in Purchase, New York. For Respondent First United Equities Corporation ("Respondent"), the attorneys of the law firm Wexler & Burfchart located in M

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. V. CASE: 97-02934 The Gelfand Family Trust, claimant vs. Elie Mellul, Abraham Mirman and Bishop, Allen, Inc., respondents. ATTORNEYS: Claimant appeared Pro Se through its trustees, Peter W. Gelfand and Sandra F. Gelfand, Corralitos, CA. Respondent Elie Mellul did not respond to the Statement of Claim. For Respondent Abraham Mirman appeared, Leslie Case, Esq., of th

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-02932 Robert E. Thomas, claimant vs. Diego L Veitia, Andrew G. Bors, Keith Cleborne and Godffrey P. Arthur and International Assets Advisory Corp. respondents. ATTORNEYS: Claimant appeared Pro Se. - San Benito, TX. For Respondents Deigo J. Veitia, Godffrey P. Arthur and International Assets Advisory Corp. appeared Stanley T. Padgett, Esq. - Tampa FL. Respo

• flPR.21.199S 9:25flM NftSD REGULATION PL rnu.bbb r.o r- N.A.S.D. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between i i Name of Claimant Thomas E. WeinLhaler 97-02930 Mamas of Respondents . Michael Case Meyers Pollock Rabbins, Inc. REPRESENTATION For Claimant: Pat Huddleston, It, Esq, and Teresa Harris Atkins, Esq. of the law finn of Dawson & Huddleston, Marietta, Georgia, For

N.A.S.D. REGULATION AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants William C. and Donna S. Krommenhoek/JTWROS 97-02926 Name of Respondents Cortlandt Capital Corporation Jack Robert Basile REPRESENTATION OF PARTIES William C. and Donna S. Krommenhoek/JTWROS ("Claimants") represented themselves. No appearance was made by Cortlandt Capital Corporation or Jack Robert Basile.

NASD REGULATION, INC. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants) Barry W. Blank 97-02920 Name of Respondents) Raymond L. Dirks REPRESENTATION Claimant Barry W. Blank ("Claimant") appeared on his own behalf. Respondent Raymond L. Dirks ("Dirks") was not represented and failed to appear in this arbitration. CASE INFORMATION Statement claimant filed his Statement

Modified Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Dr. Nazih Saiam and Mrs. Hana A.R. Salam, (Claimants) v. J.B. Oxford & Company, Preston Langley Asset Management, Inc., Gregg Adams, Robert W. Lisnoff, Alan Michael Berkun, Christopher Russo, and Nathaniel Ian Shapinsky, (Respondents) Case Number: 00-02037 Hearing Site: Louisville, Kentucky REPRESENTATION OF PARTIES Claimants Nazih Salam and Hana A.R. Salam ("Sala