AWARD • ( NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants) Peter G. Notaras, DOS, Inc., Peter G. Notaras, Individually and as Trustee of Peter G. Notaras DDS, Inc. Defined Pension Trust; Peter G. Notaras DDS, Inc. Pension Trust; Peter G. Notaras DDS, Inc. Employee Profit Sharing Plan and Trust; and Carol Notaras v. Arbitration No. 97-02866 Name of Respondent^) Donaldson,

NASD DISPUTE RESOLUTION MODIFIED AWARD NASD DISPUTE RESOLUTION CASE: 06-03287 Pamela S. Blackwood, (Claimant) vs. Fidelity Brokerage Services, LLC, (Respondent) ATTORNEYS: Claimant appeared pro se. Crystal Beach, FL. For Respondent appeared in-house counsel Kerry Florio Labovitz, Esq., Boston, MA. NATURE OF DISPUTE: Customer vs. Member DATEFILED: July 11,2006 CASE SUMMARY: Claimant alleged that Respondent breached a contract by failing to correct

Revised Award FINRA Dispute Resoiution In the Matter of the Arbitration Between: Marshal D. Gibson (Claimant) vs. UBS Financial Services, Inc., and Karen A. Kurrasch (Respondents) Case Number: 06-00520 Hearrno Site: Hartford, Connecticut Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATiON OF PARTIES Claimant Marshal D. Gibson hereinafter referred to as "Claimant" appeared pro se. Respondents UBS Financial Services. Inc. ("

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-01992 Overseas Investment Group Names of the Respondents Hearing Site: Boca Raton, Florida Wall Street Electronica, Inc. Herzog, Heine, Geduld, Inc. Carlos Francisco Otalvaro Carlos Noe Otalvaro Nature of the Dispute: Customer vs. Member & Associated Person. REPRESENTATION OF PARTIES For Overseas Investment Group, hereinafte

NASD Regulation, Inc. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Richard N. Flint, individually and as Trustee of the GPMM&P/RNF Retirement Trust and 97-02859 Name of Respondent Meyers Pollock Robbins, Inc. Yan Dikshteyn a/k/a Jon Dixon Igor Fleyshmakher a/k/a Isaac Flash REPRESENTATION OF PARTIES Richard N. Flint, individually and as Trustee of the GPMM&P/RNF Retire

AWARD NASD Regulation, Inc. In the matter of the Arbitration Between Name of Claimant Issa "Jesse" I. Sal to v. 97-02858 Name of Respondents Joseph Roberts & Co., Inc., John Andrew Kim, Jr., Robert B. DiMarco, Jr., and Joseph F. DeSanto REPRESENTATION For Claimant: William P. Torngren, Esq., Sacramento, California. For Joseph Roberts & Co., Inc.: No appearance was made for Joseph Roberts & Co., Inc. For John Andrew Kim, Jr.: John

AMENDED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant / Counter-Respondent Solaris Opportunity Fund, LP vs. Case Number: 06-00279 Hearing Site: Chicago, Illinois Names of Respondents STG Secure Trading Group, LLC, STG Secure Trading Group, Inc., Penson Financial Services, Inc., Scott David Budner, and Alan David Weiner and Counter-Claimants / Third-Partv Claimants STG Secure Trading Group. LLC

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert and Arlette Kramer, Claimants v. Raymond James Financial Services, Inc. and Joe R. Woods, II, Respondents Case Number: 06-00236 Hearina Site: San Diego, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Matthew R. Miller Dreher Law Firm San Diego, California For Respondents: Joseph L. Larrin

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-06350 Eleanor C. Henley Carlee J. Henley Bonnie Lisk Myron Barbee Lorene Easley Elizabeth Davis Netherlan Davis Mary Smith Jan Cameron William W. Roberts William E. Roberts Lloyd Easley Steven Gordon Eugene A. Blackwell Elizabeth Blackwell Mildred Price George Price Archie Jordan Nam

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Mark G. Ryzyi and Helena Ryzyi, Claimants, v. No. 97-02855 Olde Discount Corporation, Respondent. REPRESENTATION OF PARTIES Claimants Mark G. Ryzyi and Helena Ryzyi ("Claimants") were represented byirJofan; F. Chambers, Esq. of Chambers Steiner located in Detroit, Michigan. Chambers. : ' Respondent Olde Discount Corporation ("Respondent") was re