NASD REGULATION, INC. STIPULATED AWARD NASD REGULATION, INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Lewis Akmakjian v. Name of Respondent H.J. Meyers & Co., Inc. Arbitration No. 97-02450 REPRESENTATION For Claimant: For Respondent: Statement of Claim filed: Thomas L. Roquemore Roquemore, Pringle & Moore Los Angeles, California Robert A. Uhl, Esq. Robert A. Uhl, Inc.

AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Fidelity Brokerage Services, Inc. v. Arbitration No. 97-02449 Name of Respondent Sohelr S. Gendi, TTEE, Safwat S. Genoy Trust REPRESENTATION For Claimant: John P. Cleary, Esq. Gray Gary Ware & Freidenrich San Diego, California For Respondent: Did Not Appear CASE INFORMATION Statement of Claim filed: May 15, 1997

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-01996 Carl Squire, claimant vs. First Securities USA, and Erik Olufson, respondents. ATTORNEYS: For Claimant appeared Jay B. Bell, Esq., Duluth, GA. For Respondent First Securities appeared Elizabeth Murphy, Esq., of the firm Baldwin and McNamara, Menlo Park, CA. Respondent Erik Olufson did not respond to the Statement of Claim. DATE FILED: May 15, 2000 ~ CASE SUMMARY: Claimant

NASD Regulation, Inc. Award NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant L.H. Ross and Company, Inc. and 97-02448 Name of Respondent Bethany Home Road Office Plaza, L.L.C. REPRESENTATION OF PARTIES L.H. Ross and Company, Inc. ("Claimant") was represented by Alan P, Fraade, Esq., of Mintz & Fraade, P.C., New York, New York. Bethany Home Road Office Plaza, L.L.C. ("Respondent") wa

AWARD NASD Regulation, InC In the matter of the Arbitration Between Name of Claimantfs) Global Transportation Services, Inc. Arbitration No. 97-02447 Name of _ Respondent (s_l Daniel M. Porush Irving Stitsky Eric Blumen REPRESENTATION For Claimant: Chris R, Youtz, Esq. , Sirianni & Youtz, Seattle, Washington For Respondent Daniel M. Porush: Mark E. Gelfand, Esq., Great Neck, New York For Respondent Irving Stitsky, Irv

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Larry Tremaine Claimant vs. Russell Dalbey, Jim Hamilton and Jaines Williams Respondents AWARD CASE NO. 89-02484 SUMKARY OF ISSUES This case was filed with the National Association of Securities, Dealers, Inc. ("NASD") on September 5, 1989. Claimant alleged that Respondent Russell Dalbey recommended Claimant's investment in 240,000 units of Las Vegas

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Oppenheimer & Co., Inc. 97-02443 Name of Respondent Elizabeth Souza-Ferreira REPRESENTATION For Claimant Oppenheimer & Co., Inc. ("Claimant") appeared Anna E. Bomstein, Esq., of the Law Offices of Mark J. Alonso, P.C., located in New York, New York. For Respondent Elizabeth Souza-Ferreira ("Respondent") appeared David E. Robbins of the law firm Kaufmann

NASD REGULATION, INC. AWARD NASD REGULATION, INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Lawrence W. Erickson Trust v. Arbitration No. 97-02442 Name of Respondents Joseph Roberts & Co., William DiNapoli, Damon Todd Lazar and Samil Loutfi REPRESENTATION For Claimant: Lawrence W. Erickson In pro per Encino, California For Respondent William DiNapoli: William DiNapoli In pro per P

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Fredric L. Mayerson Case No. 97-02441 Name of Respondent Jaron Equities Corporation Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant Fredric L. Mayerson ( M Claimant")was represented by Andrew Rosner, Attorney at Law. Carle Place, New York. Respondent Jaron Equities Corporation ("Respondent") was represented by Charles M. O'Rour

NASD REGULATION, INC. -AWARD In the Matter of the Arbitration Between Thomas N. Hall Claimant, NASD NO. 97-02438 First Metropolitan Securities, Inc. and Joseph V. Hananiya Respondents. REPRESENTATION Claimant Thomas N. Hall ("Claimant") was represented by Marvin L. Szymkowicz, Esq. of the Law Offices of Mendelsohn & Szymkowicz, Washington, DC Respondents First Metropolitan Securities, Inc. ("First Metropolitan") and Joseph V. Hananiya ("Hana