Inc., Aibtantk* No. 9742172; Award Fqp 1 of «_ AWARD NASD Regulation, Inc, In the Muter of Arbitration Between Denfce Fitch Reed aid No. 97-02172 Jonathan p. Bednar, W. Bany Robertson, Jr. JIB Billiard WL Lyons, Inc. Respondents. Denise Fitch Reed, ("Claimant") was represented by Kevin Much, Esquire of Law Office* of Kevin Miich of Rrao, Nevada Respondents, Jonathan P. Bednar, W. Bany Robertson, Jr. , and JJB Hflllaid, WL Lyons, Inc.

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between PaineWebber, Incorporated, and Rusty W. McMurray, Claimant. Respondent. Case Number 97-02169 REPRESENTATION OF PARTIES Claimant, Paine Webber, Inc. was represented by Major Khan, Esq. of PaineWebber, Inc. located in Weehawken, New Jersey. Respondent, Rusty McMurray appeared pro se'. CASE INf QRMf

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES nff.AI.Kas RFfJTTTATIQN. INC. CASE: 97-02168 Joe Freeman and Hazel Freeman, claimants vs. Suppes Securities and Domenico Chieco, respondents. ATTORNEYS: Claimants appeared Pro Se, Texarkana, TX. Respondent Suppes Securities did not respond to the Statement of Claim. For Respondent Domenico Chieco appeared Allen J. Goodman, Esq., Cornwall, NY, DATE FILED: May 1, 1997 CASE SUMMARY: Claim

NASD Regulation, Inc. AWARD In the Matter of the Arbitration Between Name of Claimant L. Viggo Thomsen and M. Marie Thomsen and 97-02167 Name of Respondent Hillcrest Financial Corp, Ephram Pollack Bear Stearns & Company, Inc. Bear Stearns Securities Corp. Paul Gorr Marc Trevor Koppell Louis Alexander Idrobo REPRESENTATION OF PARTIES L. Viggo Thomsen and M. Marie Thomsen ("Claimants") were represented by Steve A. Miller, Esq.,

NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Patricia B. McDonald Case No. 00-01971 Names of Respondents Dean Witter Reynolds, Inc. Peter Dimaggio Bank One, Columbus, N.A. Name of Third-Party Respondent John Patrick McDonald Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Patricia B. McDonald, hereinafter referred to as "Claimant": Stephen M. NeSmith, Esq., Riggs & NeSmith,

N.A.S.D. REGULATION AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Richard Stockton and Velva Stockton 97-02165 Name of Respondents i Peter Liounis, San Clemente Securities, Vladmir Shtutman, and Cooke B. Christopher REPRESENTATION OF PARTIES For Claimant: Ronald R. Leaders, Esq., Buckley & Leaders, Seattle, Washington. For Peter Liounis: Peter Liounis did n

(P4/06/98 MON 14:38 FAX NASD REGULATION ©027 NASD Regulation, Inc. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between f Claimant Howard C. and Leah H. Miller and 97-02158 Name qf Respondents Dean Witter Reynolds, Inc. Royal Alliance Associates, Inc. GaryKrat Name ofThiid Party Respondent Donald Denton RRPttESENTATlQN OP f AftTIES Howard C. and Leah H. Miller ("Claimants") were repres

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-02151 Rina Katz, claimant v. Gilford Securities, Inc., respondents. ATTORNEYS: For Claimant appeared David C. Hinsaw, Esq. Los Angeles, CA, For Respondent appeared Joel Levison - New York, NY. DATE FILED: May 7, 1997. ~ CASE SUMMARY: Claimant alleged: Unsuliability: misrepresentation; negligence and failure to supervise. Claim Data Award Data CJaim

AWARD NASD Regulation. Inc. Office of Dispute Resolution In the Mailer of the Arbitration Between Name of Claimants Dr. Bruce Vistad and Karla Vistad and 97-02149 Name of Respondent H..1. Movers & Co.. Inc. REPRESENTATION OF PARTIES Dr. Bruce Visuid and Karla Vistad ("Claimants") \vere represented by DelrnerC. Gowing III. P.A.. Delray Beach Florida. II. J. Meyers & Co., Inc. {"Respondent") was represented by Stephen Voris. Hsq. and Tara Mora

N.A.S.D. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Donald & Delores Shaver 97-02148 Name of Respondents Euro-Atlantic Securities, Inc. J. Albert Baquero Jeffrey Wilhoit REPRESENTATION For Claimants Donald and Delores Shaver ("Claimants") appeared Claimant Donald Shaver pro se. Respondents Euro-Atlantic Securities, Inc. ("Euro-Atlantic"), J. Albert Baquero ("Baquero