FINAL ORDER NASD Regulation, Inc. Office of Dispute Resolution in the Matter of the Arbitration Between Name of C1 aj.man ts Gregory and Martha E. Hrones 97-01679 Name o£ Respondents Lehman Brothers, Inc. Paul A. Gasparro Eva Pison Sreven D. Alper REPRESENTATION Claimants Gregory and Martha E. Hrones ("Claimants") were represented by Richard Mayberry, Esq., Washington, D.C. Respondents Lehman Brothers, Inc. ("Lehman"), Paul A. Ga

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between ISN, Inc., a Delaware Corporation, f/d/b/a Barren Chase Securities, Claimant/Counterrespondent, vs. No. 97-01666 Arthur CulTari, Respondent/Counterclaimant. REPRESENTATION OF PARTIES ISN, Inc., a Delaware Corporation, i7d/b/a Barren Chase Securities ("Claimant") was represented by Robert L Yeager, III, Esq. of Dallas, Texas. Arthur Cuffari (

OS/24/99 TUB 14:51 PAX _ ~ _. NASD REGULATION STIPULATED AWARP NASD Regulation, Inc. Office of Dispute Resolution --- .-..- — - — -'••——— — — ' - - — - - -— • — In the Matter of the Arbitration Between JANICE BUSH, Claimant, v. RONEY & CO. and JAMES MACK, Respondents. No. 97-01665 Claimant Janice Bush ("Claimant") was represented by Laurence S. Semite, Esq. of Driggers, Schultz & Herbst located in Troy, Michigan. Respondents Rone

AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Helen Catledge v. - Arbitration No. 97-01663 Names of Respondents Barry A. Ross, Jac Stulberg, Dean Witter Reynolds, Inc., and Everen Securities, Inc. REPRESENTATION For Claimant: David H. Zimmer, Esq. Greenwich, Connecticut For Respondents Everen Securities. Inc. and Barry A. Ross: Bruce Lewitas, Esq. E

NASD REGULATION. INC. AWARD In the Matter of the Arbitration Between Name .of Claimant David Chambers Trust Case No. vs. 97-01659 Name of Respondents Euro-Atlantic Securities, Inc. Nick Mormando David Melillo REPRESENTATION For Claimant David Chambers Trust ("Claimant") appeared David Chambers, Trustee pro se. Respondent Euro-Atlantic Securities. Inc. ("Euro-Atlantic") did not enter an appearance in this matter. Respondent Nick Morma

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Howard Schwartz 97-01658 Name of Respondents Cortlandt Capital Corporation Leo Classman REPRESENTATION Claimant Howard Schwartz ("Claimant") appeared pro se. Respondent Leo Classman ("Classman") appeared pro se. Respondent Cortlandt Capital Corporation ("Cortlandt") did not appear. CASE INFOR

N.A.S.D. FINAL ORDER NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Adol Theo Owen-Williams, Jr. 97-01657 Name of Respondents Merrill Lynch Pierce Fenner & Smith, Inc. Carl Robert Meyer Vicente Roa Angela Fitzpatrick Mudsi REPRESENTATION Claimant appeared pro se. For Respondents: James P. Garland, Esq. Miles & Stockbridge, P.C. Baltimore, MD CASE INFOR

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Mary Davis 97-01656 Name of Respondent Meilife Securities, Inc. REPRESENTATION Claimant Mary Davis ("Claimant") was represented by Jonathan H. Colman. Esq., Paoii. PA. Respondent Metlife Securities. Inc. ("Respondent") was represented by Mitchell Elberg. Esq., Metropolitan Life Insurance Co., New Yor

NASD AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Rosie Godwin 97-01655 Name of Respondent Olde Discount Corporation REPRESENTATION Claimant Rosie Godwin ("Claimant") was represented by Andrew 0. Whiteman, Esq. of the law firm of Hartzell & Whiteman, LLP, Raleigh, NC. Respondent Olde Discount Corporation d/b/a Olde Discount Stockbrokers ("Respondent") was represented b

AWARD NASD Regulation. Inc. Office of Dispute Resolution In the Matter of" the Arbitration Between Name of Claimant Marian Meyers and 97-01654 Name of Respondents Royal Alliance Associates. Inc. Gary Krai Name of I'hird Parly Respondent Donald J. Denton REPRESENTATION OF PARTIES Marian Meyers ("Claimant") was represented by Susan N. Hayes. Ksq.. J.C. DeBoard & Co.. L.P.A.. VV'orlhington. Ohio. Royal Alliance Associates. Inc. ("Re