N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-01472 Olde Discount Corporation, claimant v. Barbara M. Conti, respondent. ATTORNEYS: For Claimant appeared Robert S. Anderson, Esq. - Detroit, Michigan. Respondent appeared pro se - Daytona Beach, Florida. DATE FILED: March 24, 19P7 CASE SUMMARY: Claimant alleged non-payment of monies due on account regarding claimant's forced buy-in of stock. Claim D

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Francis R. Schultz 97-01468 Name of Respondents Euro-Atlantic Securities, Inc. Neal Brauner David Melillo REPRESENTATION For Claimant Francis R. Schultz ("Claimant") appeared Dan Brecher, Esq., of the firm Fischbein Badillo Wagner & Harding located in New York, New York. Respondent Euro-Atlantic Securities, Inc. ("Euro-Atlantic") did not appear at the h

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Gerald Wieczorek v. Dean Witter Reynolds, Inc. and Shearson Lehman Brothers, Inc. Case Number: 97-1466 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimant Gerald Wieczorek, hereinafter referred to as "Claimant": appeared pro-se. Claimant was represented by Morgan W. Bentley, Esq., of Newark, New Jersey, from the filing of the Statement of Claim until on or about October

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant William E. Anderson and 00-01890 Phoenix, Arizona Name of Respondents WMA Securities, Inc. Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES William E. Anderson ("Claimant") was represented by John J. Nicgorski, Esq. And Carolyn R. Matthews, Esq., Mohr, Hackett, Pederson, Blakley & Randolph, P.C., Phoenix, Arizo

NASD REGULATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Margaret B. Meadows 97-01464 Name of Respondents Bob Hedges Financial Services, Inc. Bob Hedges a.k.a. Robert D. Hedges Dale Haley a.k.a. Thomas B, Haley REPRESENTATION OP PARTIES * ' For Claimant Dennis A. Nowak, Esq. of the law firm of Tew & Nowak, Miami, FL Respondent Bob Hedges a.k.a. Robert D. Hedges (" Hedges") appeare

NASD REGULATION, INC. AWARD In the Matte- of the Arbitration Between Name of Claimant Richard Mattern 97-01459 Name of Respondent Kensington Wells, Inc. Steven Vornea Third-Party Respondent Michael B. Newman REPRESENTATION For Claimant Richard Mattern ("Claimant") appeared Stanley S. Zinner, Esq., of the law offices of Greene & Zinner, P.C. located in White Plains, New York. For Respondent Kensington Wells, Inc. ("Kensington") ap

NASD Regulation, Inc., Award In the Matter of Arbitration Between Norman L. Cunningham and Anne Cunningham, Claimants, and A.G. Edwards & Sons, Inc., and Phil Woods, Respondents. No. 97-01449 REPRESENTATION OF PARTIES Claimants, Norman L. Cunningham and Anne Cunningham, (together, **the Cunninghams,") were represented by Dawson French, Esquire of French & Hamilton, located in Dallas, Texas. Respondents, A.G. Edwards & Sons, Inc.,

NASD REGULATION, INC. AWARD NASD REGULATION, INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Linda Rollins v. Arbitration No. 97-01448 Name of Respondents The Prudential Insurance Company of America dba and afca The Prudential, Pruco Securities and Prudential Insurance and Financial Services REPRESENTATION For Claimant; Brian R. Shurnake Attorney at Law South Pasadena, California For R

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Donald J. Denton and 97-01438 Name of Respondent Robert Keidan REPRESENTATION OF PARTIES Donald J. Denton ("Claimant") appearedpro se. Mr. Denton did not appear at the hearing held on April 13,1998. Robert Keidan ("Respondent") was represented by Jonathan C. Thau, Esq., Luboja & Thau, LLP., New York, New York. CASE INFOR

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Yechiel Yogev and Bruria Arnsalem, Claimants v. Interfirst Capital Corporation, John Bricks, and Sheezad Peermahomed, Respondents Case Number: 00-00219 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: For Respondents Interfirst Capital Corporation and Sheezad Peermahomed: For Respondent John Bricks Michael F. Avila, Esq. Avila