NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant H.J. Meyers & Co., Inc. 97-00901 Name of Respondent John Lamieri REPRESENTATION For Claimant H.J. Meyers & Co., Inc. ("Claimant") appeared Steven E. Feder, Esq., of the law firm Relin, Goldstein & Crane, LLP located in Rochester, New York. For Respondent John Lantieri ("Respondent") appeared Dan Druz, Esq., with law offices located in Manasquan, New Jersey.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Bruce Boda, Claimant v. Equity Trust Advisors, Inc., Curtis Franklin Leahy, Henry Daniel Davidson, and Marc Joseph Riviello, Respondents Master Case Number: 00-01806 Hearing Site: Los Angeles, California In the Matter of the Arbitration Between: Michael R. Voorhees, Claimant v. Equity Trust Advisors, Inc., Curtis Franklin Leahy, and Henry Daniel Davidson, Respondents Subor

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joel C. Sarver and Vicki Sarver NASD CASE NO. 97-00899 Name of Respondents Comprehensive Capital Corp. and Portfolio Advisory Services, Inc. REPRESENTATION For Claimants: M.S. Dunay, Esq. of Myron S. Dunay, P.A., Delray Beach, Florida. For Respondent Comprehensive Capital Corp. ("Comprehensive"): Harold I. Geringer, Esq. of Ge

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Kenneth Wallace, Claimant, vs. Steve Caruso, Eric Blumen, and Ira Boshnak, Respondents. Case Number: 97-00886 Hearing Site: St. Louis, Missouri REPRESENTATION OF PARTIES Claimant, Kenneth Wallace, hereinafter referred to as "Claimant" was represented by Firmin A. Puricelli, Esq., St. Louis, Missouri. Respondent, Steve Caruso ("Caruso") was represented by Steven A. Samide, Esq.

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant 110958 Ontario, Inc. and Case Number: 97-00881 Hearing Site: Troy, Michigan Names of Respondents Bear Stearns & Co., Inc. Bear Stearns Securities Corp. Alan C. Greenberg, Richard Harriton, and Marshall J. Levinson NATURE OF CASE Customer v. Member Firms and Associated Persons REPRESENTATION OF PARTIES 110958 Ontario, Inc. ("Claimant") was

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Samuel B. Nicola Case No. v. 97-00878 Name of Respondents Merrill Lynch, Pi ce, Fenner & Smith, Inc. Seldon Martin Kenneth Hail Lawrence Forlenza REPRESENT ATIQN OF PARTIES Samuel B. Nicola ("Claimant") was represented by Tony C. Merry, Esq. of McCarthy, Palmer, Volkema, Boyd & Thomas located in Columbus, Ohio. Merrill Lynch, Pierce, Fenner

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Brian McElwee vs. Case No. 97-00877 Names of Respondents Kensington Wells Inc. Peter Marc Kaufman Mark Alan Luxenberg Roy Alan Elterman Steven Harry Vornea Adam Drew Levy Elias Tacher Salvador Tacher William John Velanis James Edwin Kimberly Joel Marc Grant REPRESENTATION For Claimant Brian F. McElwee ("Claimant") appeare

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: John Lavoie, Lauren Lavoie, Bilquis Abdullah, Syed Abdullah, Ghazanfar Abdullah, Lourdes Abdullah, and Helen Strazza, (Claimants) vs. Monarch Financial Corp. or America, James Deslonde, William Savary. and Northeast Securities, Inc., (Respondents) Case Number: 97-00873 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimants, John and Lauren Lavoie, Bilquis and Syed Abdullah, Gh

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-00872 Joseph Marcellino, claimant v. Wedbush Morgan Securities and Richard Covey, respondents. ATTORNEYS: Claimant appeared pro se - Elmont, NY. For Respondents appeared Marie E. Eaton - Los Angeles, CA. DATE FILED: 2/19/97 CASE SUMMARY: Claimant alleged misrepresentations and omissions in the purchase of common stock. Claim Data Award Data Claim

AWARD NASD Regulation, Inc Office of Dispute Resolution In the Matter of the Arbitration Between Robert A Bachhuber. Claimant, and Case Number: 97-00865 Reich & Company, Inc., and Vantage Securities, Inc r Respondents REPRESENTATION OF PARTIES Claimant Robert A Bachhuber ("Claimant") was represented by Thomas A. Schuessler, Esq. of Quincey, Becker &. Schuessier, S.C. located in Mayville, Wisconsin Respondents Reich & Company, Inc. ("