Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 03-08125 Rutyy Sonda Nagy Names of the Respondents Hearing Site: New Orleans, Louisiana Merrill Lynch, Pierce, Fenner & Smith, Inc. Reginald Hoddinott, III Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Ruby Sonda Nagy, hereinafter referred to as "Claimant": Melvin D. Albritton, Esq

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 03-08122 Derek Radzikowski Names of the Respondents Hearing Site: Boca Raton, Florida Joseph and Jill Massaro Nature of Dispute: Associated Person vs. Customer. REPRESENTATION OF PARTIES For Derek Radzikowski, hereinafter referred to as "Claimant": Charles E Scarlett, Esq., Charles E. Scarlett, P.A., Boca Raton, Florida. For J

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-08118 Courtney White Regen, Claimant v. Merrill Lynch Pierce Fenner & Smith, Inc., Respondent. ATTORNEYS: For Claimant, Courtney White Regen, ("Claimant"), appeared Win. Jemison Mims, Jr., Esq., of the firm Levin, Papantonio, Thomas, Mitchell, Echsner & Proctor, P.A., Pensacola, FL. For Respondent, Merrill Lynch Pierce Fenner & Smith, Inc., ("Respondent"), appeared A. Inge Selden, III, Esq.,

I Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paul A. Brown (Claimant) v. J. P. Morgan Securities and Martin Joyce (Respondents) Case Number: 03-08114 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Paul A. Brown ("Brown") hereinafter referred to as "Claimant": Richard W. Kearney, Esq., Kearney & Associates, Rockland, MA. Respond

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Evelyn J. Douglas Name nf the Respondents Prudential Equity Group, LLC and Kevin James Ortmeyer Case Number: 03-08113 Hearing Site: St. Louis, Missouri Nature of the Dispute: Customer vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimant, Evelyn J. Douglas, hereinafter referred to as "Claimant": Richard K. Zerr, Esq. of Bur

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants v. 03-08104 Louisville, Kentucky Respondents Merrill Lynch Pierce Fenner & Smith, Inc., John Jeffrey Sartaine and Robert Powers NATURE OF THE DISPUTE Customers vs. Member Firm and Associated Persons REPRESENTATION OF PARTIES Tommy Reed and Darla Reed ("Claimants") were represented by Kent Wicker, Esq., of Reed Wicker PLLC, Louisville, Kentucky. Merri

Award NASD Dispute Resolution In the Matter of the Arbitration Between: William J. Wilkinson (Claimant) v. American Express Financial Advisors Inc., IDS Life Insurance Company, and William P. Devilly (Respondents) Case Number. 03-08101 Hearing Site: Boston, Massachusetts Nature of the Dispute: Associated Person vs. Members and Associated Person. REPRESENTATION OF PARTIES Claimant William J. Wilkinson ("Wilkinson") hereinafter referred to as "Claimant"

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-08100 Sharon D. DeLong LIV Trust, Sharon D. DeLong, Trustee, Claimant v. Merrill Lynch, Pierce, Fenner & Smith, Inc., Respondent ATTORNEYS: For Claimant Sharon D. DeLong LIV Trust, Sharon D. DeLong, Trustee ("Claimant") appeared Wm. Jemison Mims, Jr., Esq. and Elizabeth Crane, Esq., of the firm Levin, Papantonio, Thomas, Mitchell, Echsner & Proctor, P.A., Pensacola, FL. For Respondent Me

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-08099 M. Stephen Bushard (a/k/a Steve Bushard) and Marlene Bushard in their individual capacities and M. Stephen Bushard (a/k/a Steve Bushard) and Marlene Bushard in their capacities as trustees for Bushard Family Trust, Claimant v. Merrill, Lynch, Pierce, Fenner & Smith, Inc., Respondent. ATTORNEYS: For Claimant, M. Stephen Bushard (a/k/a Steve Bushard) and Marlene Bushard in their indi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Roger Boumrad Case No. 00-01616 Hearing Site: Tampa, Florida Names of Respondents Josephthal & Co., Inc. Amir Sadighi William Ebert, Jr. William Silva REPRESENTATION OF PARTIES For Roger Boumrad ("Boumrad"), hereinafter referred to as "Claimant": J. Benton Stewart, II, Esq. of The Stewart Law Group, P.L., Tampa, Florida. For Josephth