Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Harvey Blum Name of the Respondent Morgan Stanley DW, Inc. d/b/a Morgan Stanley Case Number: 03-07396 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Harvey Blum ("Blum"), hereinafter referred to as "Claimant": Jeffrey Erez, Esq., Sonn & Erez, Ft. Lauderdale, Florida. For Morgan Stan

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-07392 Andrew Bukowski Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Andrew Bukowski, hereinafter referred to as "Claimant": Adam S. Doner, Esq., Go

JUL. 14.2005 10:02AM NASD REGULATIONS NO. 632 P. 2 Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-07390 Fowler White Boggs Banker P.A. Names of the Respondents Hearing Site: Tampa, Florida OMST World Markets Inc. Stephen J, Taormina Nature of the Dispute: Non-Member vs. Member and Associated Person OF ARTIES For GMST World Markets Inc., hereinafter referred to as "Claimant": Burto

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant raw Number 03-07387 Paul Cappa Names of the Respondents Hparing Site? Merrill Lynch, Pierce, Fenner & Smith, Inc. Pittsburgh, Pennsylvania Herman J. Dieckmann Nature of the Dispute: Customer vs. Member and Associated Person. RFPRFSF.NTATTON OF PARTTKS Claimant, Paul Cappa ("Cappa"), hereinafter referred to as "Claimant", was represented by Sco

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: James Mills and Melanie Chase, Claimants v. U.S. Bancorp Piper Jaflray, Inc., Bruce Davidson, and James Gannon, Respondents Case Number: 03-07380 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Member and Associated Persons REPRESENTATION OF PARTIES For Claimants: Timothy A. Canning, Esq. Attorney at Law Novato, California For Respo

Award NASD Dispute Resolution COPY In the Matter of the Arbitration Between: Russell L. Murray and Emma L. Murray, Claimants v. Jon P. Franco and Jesup & Lament Securities Corp., Respondents Case Number: 03-07379 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Douglas B. Martin, Jr., Esq. Attorney At Law San Francisco, California For Respon

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-07377 Harold Fey Name of the Respondent Hearing Site: Orlando, Florida Richard Post Nature of the Dispute: Customer vs. Associated Person REPRESENTATION OF PARTIES For Harold Fey, referred to as "Claimant": Ira C. Hatch, Jr., Esq., Hatch & Doty, P.A. On or about October 11, 2003, Ira C. Hatch, Jr., Esq., withdrew as counsel. There

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gail A. Kobey, Individually and on behalf of her IRA (Claimants) v. Sage Rutty & Co., Inc and Gary Castine (Respondents) Case Number: 04-06500 Hearing Site: Buffalo, New York Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES Claimants Gail A. Kobey, Individually and on behalf of her IRA hereinafter referred to as "Claimants": Robert A. Kant

Award NASD Dispute Resolution In the Matter of Ihe Arbitration Between: Name of the Claimant Case Number 03-07377 Harold Fey Name of the Respondent Hearing Site: Orlando, Florida Richard Post Nature of the Dispute: Customer vs. Associated Person REPRESENTATION OF PARTIES For Harold Fey, referred lo as "Claimant"-. Ira C. Hatch, Jr., Esq., Hatch & Doty, P.A. On or about October I I 2003, Ira C. Hatch. Jr.. Esq., withdrew as counsel. Thereafter, C

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Mari Jo Paladino, individually and as President of Marcar Enterprises, a/k/a American Waste Oil Services Corp. Name of the Respondent USAllianz Securities, Inc. Name of the Third Party Respondent Michael J. Wright Case Number: 03-07371 Hearing Site: Atlanta, Georgia Nature of the Dispute: Customer vs. Member vs. Associated Person. R