Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert Fuentes, individually and as trustee of the Robert J. Fuentes Living Trust dtd 3/7/97, Claimants v. Morgan Stanley Dean Witter, Greg Yount, and James Harrington, Respondents Case Number: 03-06848 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Member and Associated Persons REPRESENTATION OF PARTIES For Claimants: Irwin G. Stein Richard Sacks

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gary L. Nichol and Sharlee A. Nichol, Claimants v. Scott Matthewson and U.S. Bancorp Piper Jaffray Inc. (n/k/a Piper Jaffray & Co.), Respondents Case Number: 03-06847 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: G. Michael Zeno, Jr., Esq. Zeno, Drake and Hively P.S. Kirkl

*. Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf tire riaimflnt Pag* Number 03-06845 DMG Securities, Inc. Name of thp Respondent Hearing Site: Washington, DC Mark A. Bashian Giselle Cruz Nature of the Dispute: Member vs. Associated Persons. RFPRFSKNTATTON OF PARTTFS Claimant, DMG Securities, Inc. ("DMG"), "Claimant", was represented by John S. Barr, Esq., McGuire Woods, LLP, Richmond, Virginia. Responden

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nicholas P. Koutsomitis and Maria C. Gomez Koutsomitis (Claimants) v. Morgan Stanley DW, Inc. and Noel Jennings (Respondents) Case Number: 03-06844 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Nicholas P. Koutsomitis ("N. Koutsomitis") and Maria C. Gomez Koutsomitis ("M. Koutsomitis") here

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-06841 Elaine Kahn Andrew Kahn Names of the Respondents Hearing Site: Atlanta, Georgia CIBC World Markets Corp. Oppenheimer & Co. Inc. Charles N. Wadsworth Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Elaine Kahn ("EK") and Andrew Kahn ("AK"), hereinafter collectively referred to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard M. Stein and Ellen F. Stein (Claimants) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. (Respondent) Case Number: 03-06839 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member. REPRESENTATION OF PARTIES Claimants Richard M. Stein ("R. Stein") and Ellen F. Stein ("E. Stein") hereinafter collectively referred to as "Claimants": Stuart D. Meissner, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Larry R. Leichter MD and Sally Leichter TEN by ENT Larry R. Leichter MD IRA Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-06836 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Larry

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06832 James C. Reid and Merlanda V. Reid Co-Trustees of the James C. Reid Trust, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, James C. Reid and Merlanda V. Reid Co-Trustees of the James C. Reid Trust, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. GHcken, P.A., Orl

Award NASD Dispute Resolution, IDC. In the Matter of the Arbitration Between n Claimants Gary E. and Lori Ruffner, Trustee Case No. 00-01484 Mame of Respondent Brian E. Jacobelli Hearing Site-- Pittsburgh, PA py.PttF.SF.TVTATTON OT7 PARTIES Claimants, Cary E. and Lori Ruffner, Trustee, hereinafter referred to as "Claimants": Cary E. Ruffner appeared on behalf of Claimants at the hearing. Respondent, Brian E. Jacobeili, hereinafter re

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06831 Albert Bonasora IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Albert Bonasora IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grub