Award NASD Dispute Resolution In the Matter of the Arbitration Between: Eric Raphael, (Claimant) v. Robert Morris and James Kessler, (Respondents). Case Number: 03-06742 Hearing Site: New York, New York Nature of the Dispute: Associated Person v. Customers. REPRESENTATION OF PARTIES Claimant, Eric Raphael, ("Raphael"), hereinafter referred to as "Claimant": Alan M. Gelb, Esq., Jones, Hirsch, Connors & Bull, P.C., New York, NY. Respondents, hereinaft

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Margaret Hoehl Shugrue (Claimant) v. Salomon Smith Barney and Dennis Weidenbush (Respondents) Case Number: 03-06738 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Margaret Hoehl Shugrue hereinafter referred to as "Claimant": Allan S. Sexter, Esq., Law Offices of Sexter & Warmflash, P

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Oyekunle Adedeji-Orolugbagbe, Claimant v. Morgan Stanley Dean Witter n/k/a Morgan Stanley DW Inc., Respondent Case Number: 03-06736 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant: Philip Falese, Esq. Law Offices of Philip Falese Los Angeles, California For Respondent: Michael Thurman, Esq. Loeb &

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Linnie Carroll Young, Claimant v. H&R Block Financial Advisors, Inc. and Robert D. Campbell, Respondents Case Number: 03-06735 Hearing Site: San Diego, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Richard S. Van Dyke, Esq. Van Dyke & Associates, APLC Carlsbad, California For Respondents: Tim

N.A..S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DE/VLKKS In the Matter of the Arhitration Between Naiiic o^Claltnaiit^ ICenneTh A. Ki'rsch and Nancy W. Withers 9S-04738 Namy of Ryfpondent Dean Witter Reynolds, Inc. In a claim filed with the National Association of Securities 13caiers, Inc. on October 6, 1995, Claimants Kenneth A. Hirsch ("Hirsch") and Nancy W. Withers, who appeared E^o Se, alleged (hat Respondent Dean Witter Reynolds. Inc. ("Respo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paul Gilberto (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Marion W. Schloemer (Respondents) Case Number: 03-06729 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES Claimant Paul Gilberto hereinafter referred to as "Claimant": Kim Steven Juhase, Esq., Novak & Juhase, Roseland, NJ

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Peter Logerfo and Peter Logerfo IRA (Claimants) v. A.G. Edwards & Sons, Inc. and Allan Pines (Respondents) Case Number: 03-06728 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Peter Logerfo ("Logerfo") and Peter Logerfo IRA ("Logerfo IRA") hereinafter collectively referred to as "Claimants": R

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marie J. Venditto Family Trust, Joseph Venditto Trustee (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Kennison Wakefield (Respondents) Case Number: 03-06726 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person, REPRESENTATION OF PARTIES Claimant Marie J. Venditto Family Trust, Joseph Venditto Trustee ("Trust") hereinafter

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06725 Russell L. and Pamela M. Kehn JTWROS, Claimant v. Merrill Lynch Pierce Fenner & Smith, Inc., Respondent. ATTORNEYS: For Claimant, Russell L. and Pamela M. Kehn JTWROS, ("Claimant"), appeared Wm. Jemison Mims, Jr., Esq., of the firm Levin, Papantonio, Thomas, Mitchell, Echsner & Proctor, P.A., Pensacola, FL. For Respondent, Merrill Lynch Pierce Fenner & Smith, Inc., ("Respondent"),

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between e of ClflJT Douglas G. Draper Case No. 00-01471 Hp.an'ng .Site: St. Louis, Missouri Name Stifel, Nicolaus & Co., Inc. OF PARTTFS Claimant/Counter-Respondent Douglas G. Draper (*T)raper") was represented by Steven W. Koslovsky, Esq., of the firm of Blumenfeld, Kaplan & Sandweiss, P.C., located in Clayton, Missouri. Respondent/Counterclaimant Stifel, Nicolaus