N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter of the Artntration Between ^ameofCtaimaiit John A. Greger 94-03046 WameofResDondeni Olde Discount Corporation REPRESENTATION Claimant, John A. Greger appeared prose. Respondent, Olde Discount Corporation was represented by Amy Kutt Richards, Esq. of Olde Discount Cofporation, Detroit. Michigan. CASE INFORMATION The Statement of Claim was fded with the National Ass

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aihitration Between Nathan and Judith Gold Name of Respondents Kidder, Peabody A Co., Incorporated James Dolin 94-03041 REPRESENTATION For Claimants Nathan and Judith Gold ("Claimants") appeared Kevm P. Conway, Esq., of the law firm of Conway A Conway, located in New Yodc, New York. For Respondents Kidder, Peabody A Co,. Inc. ("Kidder") and James Dolin ("Dolin"),

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In lhe Maner of the Arbitration Between »affig9fCla^ipam Summit Inve.stment Corp. 94-03037 Raymond Ernest Cesmat Claimant, Summit Investmem Corp. ("Summit") was represented by Ann Exline Starr, Hsq. of Summit Investment Corp., Minneapolis, MN. Respondent, Raymond Ernest Cesmat ("Cesmat") appeansd pro se. LS] The Statement of Claim was filed with the National Association of Securities D

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURTTIES DEALERS In the Matter of the Arbitration Between William J. Salvie 94-02993 Namg?fgpsP9n< te« Greenway Capitol Coip. Claimant WiUiam J. Salvie ("claunam") appeared Pro Se. For respondent Greenway Capital Cocp. ("respondent") appeared Ruthann Niosi, Esq., m-house counsel. CASE IWroKMATlQW Statement of Claun fded: August 1, 1994. Claimant's Submission Agreement signed on: July 28, 1994. S

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter ofthe Arbitration Between Name of Claimants Helen P. Loomer 94-02984 Name of Respondems Merrill Lynch, Pierce, Fenner & Smith, Inc. Rf pitfESKiyrATIQpj Of yARTWjp Claimant^ Helen P. Loomer, was represented by Dennis C. McFarland, Esq., of Sioux Falls, South Dakota. Respondent, Menill Lynch Pierce Fenner & Smith, Inc., ("Merrill Lynch'')was represented by David Pear

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SFXUIUTIES DEALERS In the Matter of the Aibitration Between Name of Claimamfs^ Robert P. Santacrocc 94-02983 NameofResDondentfs) A.G. Edwards A Sons, Inc. John Miller CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 29, 1994, Claimant Robert P. Santacroce, who appeared Pro Se, alleged that Respondents A.G. Edwards and Sons, Inc. ("AG") and Jobn Miller ("

N.A.S.D. AWARD HATZOHAL ASSOCIATION OP SBCDRITZBS DSAZIBRS In the Matter of che Arbitration Betweeri Kfame of Claimant PaineWebber, Inc. 94-02982 Name of Resnondent Edward Sichiavi In a claim filed with the National Association of Securities Dealers, Inc. on July 29, 1994, Claimant PaineWebber, Inc., through its representative, Joseph Generelli, Esq., Weehawken, N. J., alleged that Respondent Edward Schiavi failed to repay a loan. Claima

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitiation Between Wwig,9fqawmts Elauie Froikin 94-02980 Name of Respondents Bradford Hageiman JodSrodes Lynn Gee CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 28, 1994, Claimam Elaine Froikin, who appeared Pro Se, aUeged that on May 11, 1994, she instructed Respondent Bradford Hagerman ("Hagerman") to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joseph Stevens & Company, Inc., (Claimant) vs. James Pepio, (Respondent) Case Number: 01-05773 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Joseph Stevens & Company, Inc., hereinafter referred to as "Claimant"; Michael S. Colombo, StreetWide Asset Recovery Group, Inc., New York, NY. Respondent, James Pepio, hereinafter referred to as "Respondent", did not mak

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael A. Naso, Claimant v. Charles Schwab and Co., Inc. and Robert M. Scott, Jr., Respondents Case Number: 00-01423 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Michael J. Sachs, Esq. Callahan & Blaine, APLC Santa Ana, California For Respondents: Jane Mitchell Weston, Esq. Charles Schwab & Co., Inc. San Francisco, California