N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECLIUTIES DEALKRS In the Matter of the Arbitration Between Name of Claimants Joseph D. Fernandez, Tmstee et al. Award No. vs. 94-02947 Name of Respondents Dunhill Investments, Inc. Joseph P. Chiulli John F. Doyle Philip Gullo Thoma.s G. Chenoweth For Claimant. Joseph D. Fernandez, Tm.stee, et al. ("Claimant"), David E. Shellcnberger. Esq., located in Boston, Mas.sachusetts. Rcsixindont.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter ofthe Arbitration Between Name of Claimants Lloyd A. Myers Sandra Myers Lloyd A. Myers, Jr. Terri DeLong Shannon Dcl.ong 94-02934 Name of Respondents Rear Steams & Company Thomas Ray Thcmell Michael J. Margolis Damion Peter Carufc Gregory Allen Brumbcloc REPRESENTATION For claimants Lloyd A. Meyers, Sandra Myers, Lloyd A. Meyers, Jr., Tcrri Dc

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Leeana Van Valkenburg, Conservator for George B. Walker, Claimant v. Bernard, Lee & Edwards Securities, Inc. Henry Paul Regan and J.B. Oxford & Company, Respondents v. Michael B. Aspler, Third-Party Respondent Case Number: 01-05754 Hearing Site: Portland, Oregon REPRESENTATION OF PARTIES For Claimant: Joel A. Mullin, Esq. Stoel Rives Portland, Oregon For Respondent Henry

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. AWARD In the matter ofthe Arbitruion Between NameofClMinantr^^ Ttun/Value Equities Group, Inc. V. Nlgmg of Respondent's^ Wedbush Morgan Securities, Inc. NASD Arbitration No. 94^929 REPRESENTATION For Claimam: For Respondent: Irving M Einhom, Esq., Einhom & Edgerton, Los Angeles, Califomia Michele R. Fron, Esq., Keesal, Young dc Logan, Long Beach, California CASE

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between WanwftfMnnnffi Words/Worth Associates Inc. Worda/Wonh Assodaies, Inc. Retivement Tmst vs. 94-02918 Kdth Aufhauser CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 26, 1994, Claimants Woids/Wonh Associates, Inc. and Woids/Woith Associates, lac. Retirement Trust, thiough their leprBsentative Bdna Boi

N.A.S.D. AWARD NA'nONAL ASSOCIATION OF SECUIUTIES DEALERS In the Matter of the Arbitration Between NameofClaimantfs) Stuan Slavin 94-02917 Name of Resoondemfs) D.H. Blair, & Co. Inc. In a claim fded with the National Association of Securities Dealers, Inc on July 26, 1994, Claimant Stuart Slavin, through his representative, M. Peters Hares, Esq.. of Minn A Jacobson. Harrisburg, PA., alleged that Respondents D. H. Blair & Co., Inc. made misrepres

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEAI.ERS, INC. In the Matter ofthe Arbitration Between Name of Claimant Les C. Gongre and 94-02916 Name of Respondent Olde Discount Corporation REPRESENTATION OF PARTIF^S Les C. Gongre ("CUimant") appeared prose Olde Discount Corporation ("Respondent") was represented at die hearing by Timothy L. Isom, Esq., Olde Discoum Corporation, Detroit, Ml 'Ilic Statement of Claim was filed on or about

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Paragon Capital Coipontion 94-02913 Paul Schafranick In a claim fded with the National Association of Securities Dealers, Inc. on July 26, 1994} Claimant Paragon Capital Coiporation, through its representative Michele D. Wessel, alleged that Respondem Paul Schafranick was employed by it from December I, 1993 through March 1, 1994.

N,A.S.D. AWARD NATTONAI. ASSnCTATtQN OF SECURITIRS nFArPRS TNr In the matter of the Arbitration Between Namgfffaaimaias Mollie Katzen Taxue Malka, Inc. MASD Arbitration jir94-02910 vs. NamcnfRcsnnndcncs Diane C. Jakubowski California Private Investment Corp. mewii^irMTATTnN For Qaimants: Tanya Stames, Esq. and Jennifer Becker, Esq., Stames Becker White, Emeryville, Califomia For Respondents: Jeffrey J. Cole, Esq., Jackson. Tufts,

N.A.S.D. AWARD NATIONAL . SOrTATIO\'(^FSFC:URTTIFSnFATFRS IMC . in che matter of le Arburacion Between Name of CLiimam liarbara I. Pafsonb FamiU TruM NASD Arbilraiion 1-^4-02909 vs. fsl^nc of Respnr.JeTTis Kidder, Peabody & Co., Inc. Gregory F. Wil'bur REPRESENTATION For Claimant: David M. Greenberg, Esq.. Sin iTancisco, California For Respondencs: Eric CJ. Wal1i.s, Esq., Crosby, lieafcy, Roach & May, Oakland, California rASE INFORMA