NASD. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Mailer of the .Arbitration Between Joseph M. & Mary L. Gettys Na.nie.fl£topojidffn.ts Oldc Discount Corporation John Derrick Ande Crcckmore 94-02650 REPRESENTATION For Claimants Joseph M. and Mary L. Gettys ("Claimants"): John S. Simmons, Esq. and Mitchell Willoughby, Esq. of the law firm of Willoughby, Hoefer & Simmons, P. A.. Columbia, South Carolina For Respondents OLDE Disc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECUIUTIES DEALERS In the Matter of the Arbitration Between Name of Claimant M. Marc Jason 94-02631 HaBCgfRg5POIMlW«8 Cowles, Sabol &, Company, Inc. National Financial Services Coiporation Gerwick Securities, Inc. CASE8VMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 8, 1994, Claimant M. Marc Jason ("Cbimant"), who qipeared Pro Se, aUeged tbat Reqioadeiits Co

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant J. Tyler Lee 94^)2630 Chatfield Dean & Co., Inc. Jeffrey Jones CASE SUMMABY In a claim filed with the National Association of Securities Dealers, Inc. on July 8, 1994, Qaimant J. Tyler Lee ('Claimant"), who appeared Pro Se, alleged that Respondents Chatfield Dean & Co., Inc. ("CDC"), and Jeffirey Jones ("Jones"), repeatedly con

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter of the Arbitration Between Robert C. McClelland 94-02629 Fidelity Brokerage Services The Boston Company In a claim fded with the National Association of Securities Dealers, Inc. on July 8, 1994, Claimant Robert C. McClelland, who appeared Pro Se, alleged that Respondents The Boston Company ("Boston") and Fidelity Brokerage Services ("Fidelity") delayed the transfer of his acc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECLIUTIES DEALERS In the Ma'—' of the Arbitration Between Name f Claimantfsl Nick Libretto CASE No. V. 94-02627 Name of Resoondentfs) Prudential Securities Inc Paul W. Majane For Claimant Nick Libretto ("Libretto") appeared Thomas M. Gandolfo located in New York City. For Respondents Prudential Securities, Inc., ("PSD and Paul W. Majane ("Majane") appeared John M. Powers of PSI located in New York

Award NASD Dispute Resolution COPY In the Matter of the Arbitration Between: George Furla, Spero Furla, Peter Furla, Sang C. Paik, Ignatius and Roelia Godoy, Michael Allen, The Bill Levine Trust, Shirish M. Gandhi, Mercer D. Walton, III, Russell Romer and Linda Romer, Randall Ernmett, Peter Benz, Paul Sloan, Tom Galanis, Steven Erdek, Terry Katz, W. Douglas Moreland, Emmett Murphy, H. Russell Bomhoff, Robert L. Edwards, Bethe A. Strickland Trust, Paul D

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In che Matter of the Arbitration Between Name of Claimant Charles P. Barry 94-02625 Name of Respondent Associated Investors, Inc. REPRESEOTATION Claimant Charles P. Barry ("Claimant") was represented by Anthony J. Hom, Esq.. Philadelphia. PA. Respondent Associated Investors Corporation ("Respondent") did not appear. CASE INFORMATION The Statemem of Claim was filed June 30. 1994.

N.A.S.D. AWARD axTioraoi A8S0CIATI0M or SECURITIES DEALERS In the Hatter of the Arbitration Between Name of Claimant Deliciosa R. Allnsug 94-02616 Maine of Respondents Pershing / Div. of DLJ Securities Corp. National Discount Brokers RBPREflEMTATIOM Deliciosa R. Allnsug ("Claimant") represented herself. National Discount Brokerage ("NDB") was represented by David G. Robbins, Esq. of the law firm of Kaufmann, Feiner, Yamin, Gildin &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURTTIES DEALERS In the Matter of the Arbitration Between Name of Claimant Margaret Jane Stevens 94-02613 Name nf Respondents Smith Barney Shearson, Inc. Jennifer L. McDonald CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 7, 1994, Claimant Margaret Jane Stevens, through her representative, Robert M. Roth of Appleton, WI, aUeged that Respondents Smit

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of tbe Aitntration Between Name of Claimant First Montauk Securities Corp. 94^612 NameofRisDondent Cowen & Company CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 7, 1994, Claimant Rrst Montauk Securities Corp., thnnigh its iquesentative, Robeit I. Rabinowitz, Esq., of Red Bank, NJ, alleged that Respondent Cowen & Company i