Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case "Number- 01-05369 Metro Equipment Repair, Inc., Ronald Cava, and Caroline Cava Name of the Respondent Hearing Site- Pittsburgh, PA Morgan Stanley Dean Witter, Inc. Nature of Dispute: Customers vs. Member REPRESENTATION OF PARTIES Claimants, Metro Equipment Repair, Inc. ("Metro Equipment"), Ronald Cava ("R. Cava"), and Caroline Cava ( U

N.A.S.D. AWARD NATIONAr ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Tomer Yuzary Aroti Oleg Bronstcin >j^e pf Respondents Island Securities. Inc. Jonathan E.S. Bekhor C:ralg K. Lodge John Joseph Lee 95-05072 For Claimant Tomer Yuzary (""Yuzary") and Aron Oleg Bronsiein ") (collectively "Claimants") appeared Lawrence S. Leibowii/, Flsq. of the law firm, Wexlcr & Burkhart located in Miic

NASD AWARD \-.\T10N.\L ASSOCIATION OF SECLTllTIES DEALERS. INC [n ine Matter of the Arbitrauon Between NASD Case Number: 94-04229 Name of Respondent The Robmson Humphrey Company. Inc. REPRESENTAnON OF PARTIES Chumani. Cecil C. Haymon was represented by Thomas R. McAlpine, Esq. Respondem. The Robinson Humphrey Company, Inc. was represented by Marion S. Chan. Esq. CASE INFORMATION The Statement of Claim was filed with the National Assodation of Se

NASD AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Nancy A. Bermuda Mames of Respondents Prudential Securities, Inc. and James Hofman 95-02570 REPRESENTATION Nancy Bermuda ("Claimant") appeared Pro Se'. Prudential Securities, Inc. and James Hofman ("Respondents") were represented by Kirsten Hotchkiss, Esq. of Prudemial Securities, Inc. located in New York, NY. CASEINFQRMAnON

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Seaboard Securities, Inc. (Claimant) v. David Jasinover (Respondent) Case Number: 01-05363 Hearing Site: New York, New York Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES Claimant Seaboard Securities, Inc., hereinafter referred to as "Claimant": Marc Gottlieb, Esq., New York, NY. Previously represented by Sonya T, Still, Seaboard Securities, Inc.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kieran J. Loughman, (Claimant) vs. Leerink, Swann, Garrity, Sollami, Yaffe & Wynn, Inc., (Respondent) Case Number: 01-05362 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Kieran J. Loughman, hereinafter referred to as "Claimant": Robert G. Clark, ffl, Esq., Clark, Balboni & Gildea, Brockton, MA. Respondent, Leerink, Swann, Garrity, Sollami, Yaffe & Wynn,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Milissa Mudd Beaty and Robert Scott Beaty, individually, and as trustees of the Milissa Mudd Beaty Revocable Trust and the Robert Scott Beaty Revocable Trust, Claimants Vs. A.G. Edwards & Sons, Inc., and William Simeon Simpson, Jr., Respondents. Case Number: 01-05361 Hearing Site: St. Louis, Missouri REPRESENTATION OF PARTIES Claimants Milissa Mudd Be

NASD Dispute Resolution Arbitration Nc. 0! Award Page 1 of 7 Award NASD Dispute Resolution In the Matter of the Arbitration Between: Thomas Giugliano and Anthony Ottimo, Sr. (Claimants) vs. Harrison Securities, Inc., Frederick C. Blumer, Raymond A. Leventhal, Raymond F. Connors and Jacob Adoni (Respondents) Case Number: 01-05359 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Thomas A. Giugliano ("Giugliano") and Anthon

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Party Name, Jeanne S. Booth v. Party Name, National Secunties Corporation and Michael Allen Kelley, Respondents. Case Number: 00-01419 Hearing Site: Seattle, WA REPRESENTATION OF PARTIES For Claimant: Katherine Hendncks, Esq. Hendncks & Lewis 999 Third Avenue Suite 2675 Seattle, WA 98104 For Respondent Michael Allen Kelley In Pro Per 1925 Edgemont Place

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-00152 Kirlin Securities, claimant vs. Tarek Ahamd, respondent. ATTORNEYS: For Claimant, Kirlin Securities, ("Claimant") appeared John T. McGuire, Esq., of the firm, John T. McGuire, P.C., New York, NY. Respondent, Tarek Ahamd, ("Respondent"), appeared Pro Se., Parlin, NJ. DATE FILED: January 14, 2000 CASE SUMMARY: Claimant alleged that Respondent owes an outstanding balance accordi