AWARD NASD Regulation, Inc. OfiBce of Dispute Resolution In the Matter of the Arbitration Between Mnm«>nf< ;;'jiiinni«t H.D.BTous&CD„Inc. and 94-03281 NameofRespoTfdcm Tamaron Investments, Inc. Charles F.Kirby H.D. Bious & Co., Inc. ("Claimant") was iqiresented by Jdm E. Failla, Esq., Moigan, Lewis & Bockius, LLP, New Yoik, New York. Tamaron Investments, Inc. ("Respondent Tamaron") was lepresented by Brad Ranuning, Esq., Ovoton, Babiaiz &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Vilas P. Puranik 94-03278 Name of Respondents Olde Discount Corp. WiUiam Michael Castoran CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 17, 1994. Claimant Vilas P. Puramk, who appeared Pro Se, aUeged that Respondent William Michael Castoran ("Castoran"), Olde Discount Coip

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURmES DEALERS In the Matter of the Arbitration Between ^ame of Claimant Harvey N. Lerman 94-03277 Todd Tindall CASE SUMMARY In a claim fUed with the National Association of Securities Dealers, Inc. on August 17, 1994, Claimant Harvey N. Lerman, who appeared Pro Se, aUeged that Respondent Todd TindaU ("TindaU") made misrepresentations and omitted material information in selling securities td Claimant,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURTTDES DEALERS In the Matter of the Aibitration Between Name of Cli Jacques Mertens 94-03276 Name of Respondents Vanguard Marketing Coiporation Vanguard Group Of Investment Co. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 17, 1994, Claimant Jacques Mertens, who appeared pro se, alleged that Respondents Vanguard Marketing Corporation ("VMC") an

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the r.larmant Case Number- 01-05202 Evelyn L. Wolfe & Ethel V. Crowley as Trustees of The Glenn W. Sheeley Trust Name of the Respondents Hearing .Site- Baltimore, MD Ferris, Baker Watts, Inc. Edward L. Funk, HI REPRESENTATION OF PARTIES Claimants Evelyn L. Wolfe ("Wolfe") and Ethel V. Crowley ("Crowley"), hereinafter collectively referred to as "Claima

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration Between Ni^^^ nf Claimantj'R) Lillian CoUier 94-03275 Name of ResDondent(s) Murphey Favre Inc. Perry E. Atkins CASE SUMMARY In a claim fUed with the National Association of Securities Dealers, Inc. on August 17, 1994, Claimant Lillian CoUier, who appeared Pro Se, aUeged that Respondent Perry E. Atkins of Respondent firm Muiphey Favre Inc. recom

N.A.S.D. AWARD NA'nONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration Between Wflin^nfgaJinan^rQ^ KoinethC. Rinker 94-03273 H. J. Meyers & Co., Inc. ChiisR. Ling Bud Meyers Ed Hall JeffHoUiday CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1994, Qaimant Kenneth C. Rinker, who aiipeared Pro Se, allied that Re^xmdeots H.J. M^ers and Co., Inc. ("H.!."), Bud

N.A.S.D. AWARD NATIONAL ASSOCU'nON OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Constantine N. and Stqihanie Sgouros 94-03272 Name of Respondent Camelot Investment Corp. CASE SUMMARY In a claim fded with the National Association of Securities Dealers, Inc. on August 16, 1994, Claimants Constantine and Stq)hanie Sgouros, who appeared Pro Se, alleged that Respondent Camelot Investment Corp. executed unauthor

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantf s) Kristine D. and Greggory N. Elefterin 94-03271 Name of Resiwndentf s> George H. Geanopulos CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1994, Claimants Kristine D. and Gregory N. Elefterin, who appeared Pro Se, alleged that Respondent George Geanopulos did not properly

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Carol StruBtt 94-03270 Doug Morrison Hibbard Brown (Bankrupt) CASE SL^MMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1994, Claimant Carol Struett ("Claimant"), who appeared Pro Se, alleged that Respondents Doug Morrison ("Morrison") and Hibbard Brown & Co., Inc. ("HBC"), recommended Uiat she purch