N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Harold Junker, Jr. 94-03446 Name of ResTOudents D. Blech & Company, Inc. David Abraham Blech Ernest Salgan Daniel Hyman Morris Estate of James Mongno REPRESENTATION For Claimant: Brian M. Greenman, Esq., of Counsel to the law tlrm of Epstein, Becker & Green, P.C, New York, NY For Respondent, D.Blech & Company, Inc a

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter ofthe Arbitration Between Name of Claimants Cari S. and Barbara J. Mason, Tmstees, Central Salvage Co., Profit Sharing Plan and Central Salvage Co., Money Purchase Pension Plan 94-03438 Name of Respondents Legg Mason Wood Walker, Inc. John W. Gallagher REPRESENTATION For Claimants Cari S. and Barbara J. Mason, Tmstees, Central Salvage Co., Profit Sharing Plan and

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Kenneth S. Zeisloft 94-03435 Name of Respondent(s) Olde Discount Corporation Mark Smith REPRESENTATION For Claimant, Kenneth S. Zeisloft ("Zeisloft"): Franklyn J. Wollett, Esq. of the Law Offices of Franklyn J. Wollett, P.A. in Clearwater, Florida. For Respondents, Olde Discount Corporation ("Olde") and Mark Smit

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Matter ofthe Arbitration Between Name of Claimant Dean Witter Reynolds, Inc. 94-03434 Name of Respondent Richard Schmidthuber CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 25, 1994, Claimant, Dean Witter Reynolds, Inc. ("Dean Witter"), through counsel Thomas J. Hanrahan, Esq., New York, New York, stated that Respondent Richard

Award NASD In the Matter of the Arbitration Between: Name of Claimant Jeffrey Goody, IRA Names of Respondents Argent Investment Services, Inc. Argent Financial Services, Inc. Michael R. Jones Robert D. Grimes Case Number: 01-05107 Hearing Site: New Orleans, Louisiana REPRESENTATION OF PARTIES For Jeffrey Coody, IRA ("Claimant"): L. Jerome Stanley, Esq., L, Jerome Stanley, P.C., Baton Rouge, Louisiana. For Argent Investment Se

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between N^me of (;!lj^ini|^n^ Robert J. Geis 94-03432 Name of Restwndents Dean Witter Reynolds Inc. Edmund C. Puckhaber Dean Witter Interc2^>ital Inc. REPRESENTA'nON For claimant Robert Geis ("claimant") appeared Richard S. Dillworth, Esq. and Bernard Broome, Esq. of the law firm of Dillworth & Dillwoith, P.C. located in HoUis, New Yoiic, New Y

N.A.S.D. AWARD NA-nONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Carole J. Unroe and Robert W. Unroe 94-03430 Name of Respondent Donald E. Kang CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 26, 1994, Claimants, Carole J. Unroe and Robert W. Unroe ("Claimants"), who appeared Pro Se, alleged that Respondent, Donald E. Kang ("Respondent"), Fe

N.A.S.D. AWARD NATIONAL ASSOCTATTON OF SFCURTTrFS DFATERS. INC. In the matter of the Arbitration Between Name of Claimants R. Matthew Shino NASD Arbitration No. 94-03415 Name of Respondents First Security Investor Services, Inc. Fletcher S. Howe David R. Wilson Dennis R. Van Duren Ronald M. Reilly Russell £. Morin REPRESENTATION For Claimants: Evan A Schmutz, Esq. - Hill, Harrison, Johnson & Schmutz - Provo, Utah For Responde

W.A.S.P, AWARP NATIONAT. ASaOCTATIQN OF flECTJRITTES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Sarah Tilton NASD Arbitration No. 94-03412 Name of Respondant-s and Third-Partv ClaimantB Kidder, Peabody & Co. Incorporated Gregory F. Wilbur Name of Third-Party Respondent Thomas Tilton RgPRESENTATION For Claimant and Third-Party Respondent: Reed H. Bement, Esq., San Francisco, California For Responde

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Peter Tilton NASD Arbitration No. 94-03409 Wame nf Reapondenfcg and Third-Party Claimants Kidder, Peabody & Co. Incorporated Gregory F. Wilbur Name of Third-Partv Respondent Thomas Tilton RgPRESEMTATIQM For Claimant and Third-Party Respondent: Reed H. Bement, Esq., San Francisco, California For Res