N.A.S.D. AWARD NATIONAL ASSOCIATION OF 8ECDRITIE8 DE]UJER8 In the Hatter of the Arbitration Between Mama of Claimants Nonnan and Marilyn Freidkin 94-04428 N^pe of Respondent Fidelity Brokerage Services, Inc. BBgRBaBCTXTIOM Claimants Norman and Marilyn Freidkin ("Claimants") were represented by Alan Lescht, Esq. , Reid & Priest, Washington, DC Respondent Fidelity Brokerage Services, Inc. ("Respondent") was represented by Ethan Gre

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant James T. Murray and 94-04427 Name ofRespondent A.S. Goldmen & Company Bruce Buchalter Joseph Stevens & Company, L.P. REPRESENTATION OF PARTTOS James T. Murray ("Claimant") appeared pro se. A.S. Goldmen & Compaoy (||Respondent A.S. Goldmen") was represented by Foster J. Gibbons, Esq., A.S. Goldmen & Company, Edison, Ne

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Rama K. Sharma and Anu R. Shanna, Claimants v. Yaeger Securities, Inc., Nomna Yaeger, Yaeger Capital Markets and John W. Barrett, Respondents Case Number 94-04426 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: Randall 8. Waier, Esq. Law Office of Randal S. Waier Newport Beach, California CASE INFORMATION Statement of Claim filed: Dec

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration B^ween Name of r^im^nt John J. Osmar 94-04421 Names of ResixMideiita Mernll Lyndi Pierce Fenner & Smith Inc Max Lee Ciawfoid REPRESENTATION For Claimant John J. Osmar ("Osnaar"): Nonnan Meyers, Bsq. of Sun City, Florida. For Respondents Merrill Lynch Pierce Foiner & Smith Inc. ("MetriU") and Max Lee Crawford ("Czawford"): Tracy L. Geiber, Esq. and

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Hind Sayage Eddie Sayage Reynolds Kendrick Stratton, Inc. J.B. Oxford & Company. Inc. Davm Wheelerlitt Robert W. Kendrick Harold H. Harris Claiinants NASD Arbitration No. 94-04419 Respondents REPRESENTATION OF PARTIES Hind Sayage and Eddie Sayage ("Claimants") were represented by Eddie Sayage, Amman, Jordan. Reynolds Kendrick

N.A.S.D. MUMLD MATIOHAL ASSQCIATIQM OF SgCtlRITIBS DKALBRS Kenneth R. Glasgow, and Rowena M. Glasgow, Claimants, V. No. 94-04416 Richard S. Bone, and Gruntal & Co., Inc., Respondents agPRBSBNTATIONr OF PARTIgS Claimants Keimeth R. and Rowena M. Glasgow ("Claimants") appeared on their own behalf. Respondents Richard S. Bone and Gruntal and Co., Inc. ("Respondents") were.--represented by Eric S. Hutner, Esq., of Gruntal

NASD. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael D. and Rebecca T. Rink 94-04412 Dean Witter Reynolds Inc. REPRESFNTAnON Claimants Michael D. and Rebecca T. Rink (collectively known as "Claimants") were represented at the hearing by Robert D. Fogel, Esq. of Legare, Hare & Smith firom Charleston, South Carolina . Respondent Dean Witter Reynolds, Inc. (hereinafter referred to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Herbert Dodell, a Law Corporation, Claimant v. Bear, Stearns & Co., Inc. and Edward Tannenbaum, Respondents Case Number: 01-05076 Hearing She: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Irving M. Einhorn, Esq. Law Offices of Irving M. Einhorn Los Angeles, California For Respondents: Michael M. Gless, Esq. Keesal, Young & Logan Long Beach, Califor

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jeff Pedderson 94-04411 Name of Respondent Hamilton Investments, Inc. REPRESENTATION Claimant, Jeff Pedderson was represented by Charles Clayton, Esq. of Minneapolis, Minnesota. Respondent, Hamilton Investments, Inc. was represented by Terrence J. Fleming, Esq. and Mark A. Jacobson, Esq. of Lindquist & Vennum located in

N.A.S.D. AWARD MATIOHAL A880CXATZ0M OF SECnRZTIES DEALERS In the Hatter of the Arbitration Between Mame of Claimants Archibald J. Klngsley, individually and on behalf of Archibald J. Kingsley Individual Retirement Account 94-04408 Name of Respondents FSC Securities Corporation Burgess Kegan REPRESEMTATIOM Claimant Archibald J. Kingsley, individually and on behalf of tihe Archibald J. Kingsley Individual Retirement Account ("Claimant"