Award NASD Dispute Resolution, Inc. In the Matter of the Aitntration Between WiUiam R.Schultz Case No. 98-03611 NameofReiSPondents Monroe Parker Securities Inc. Louis Elitharius DiFniscio Anthony Charles Troia H3(Ul4DiCiWCi lONQFPARTIFiS Claimant William R. Schultz ("Schultz") was represented by Otto K. Hilbert, n, Esq., of Robinson Waters & O'Dorisio, located in Denver, Colorado. Respondent Anthony Charles Troia was represented by T

Award NASD Dispute Resolution, Inc. In the Matter .of the Arbitration Between Name nf Claimant Waleed Al-Numay Nances €ff Respondents Argent Securities, Inc. Abdebahim Elbakheit Na^ nf riai^ant Waleed Al-Hakami Case No. 98-03057 Nami's tff R|^sDondents Argent Securities, Inc, Abdeliahim Elbakheit H.J. Meyers & Co., Inc. Consolidated with Case No. 98-3056 REPRESENTATION OF PARTIES For Claimants Waleed Al-Numay ("Nu

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: James H. Britt, as Director of The Coronadian, LLC, Nevada Limited Company, as Director of The Coronadian, LLC, Nevada Limited Company, Claimant v. David Bennett. Victoria Smith, Schroder & Co., Inc., J. Robbins Securities, L.L.C., Joseph E. Crouch, Bany W. Blank, John Accardo, Kenneth D. Altman, James A. Jedriinic, Respondents Case Number 98-03516 Hearinq Site: San Diego, Califom

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Namfinfrimmimts Carl and Bemadette Sudyk JjJ|2ljj^j£J2gsnQndCBtS A.S. Goldmen & (Company, Inc. Christopher J. Richardson Adam Townsend William E. Van Ness, Jr. Gregory C. Gaydos Hfaring Site- Pittsbugh, Pennsylvania Case No. 98-03381 piTPPggrMTATTnv nv PAPTnrg Claimants, Carl and Bemadette Sudyk, hereinafter collectively referred to as "Claimants": D

Award NASD Regulation, Inc. In tfae Matter of tfae Arbitration Between: lakov Volovodovskii, I.V. Double, Inc., and Joint Stock Company Nan, (Claimants) vs. First Hanover Securities, Inc., LCP Capital Corp., Mario A. Romano, Jofan C. Kawas, Jr., Salvatore Martorano, Peter Ungaro, Mark S. Berg, Brandt J. Mandia, and Yorktown Holding, Inc., (Respondents) Case Number: 98-03313 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimants, lakov Volovo

CASE: 98-03316 Henry C. Stewart, Jr., IRA, claimant vs. Paul S. Tafaan, Ronald Greenspan, and Royal Palm Investments, Ltd., respondents. ATTORNEYS: Claimant Henry C. Stewart, IRA, appeared Pro Se., Grema, Los Angeles. For Respondents Paul S. Tahan, Roland Greenspan, Arnold Y. Steinberg, Esq., Fort Lauderdale, Florida. Respondent Royal Palm Investments, Ltd., did not file a Statement of Answer. DATE FILED: 9/09/1998 CASE SUMMARY: Claimant alleged tha

Award NASD Dispute Resolution, Inc. In die Matter of tfae Arbitration Between Name ^f Claimant John R. Pilgreen Case No. 98-02489 Name of Respondent Donald & Co. Securities. Inc. REPRESENTATION OF PARTIES For John R. Pilgreen, hereinafter referred to as "Claimant": Brent B. Barriere, Esq., Bmce V. Schewe, Esq., and Caroline McSfaerry Dolan, Esq. of Pfaelps Dunbar LLP, New Orleans, LA. For Donald & Co. Securities, Inc., hereinafter referred t

Award NASD Dispute Resolution, Inc. In die Matter of tfae Arbitration Between: Christopher and Suzanne Ball, (Claimants) vs. Roan Capital Partners, L.P.. Edward O'Neill, Jr., Thomas Roskin, James Hopkins, Robert O'Brien, and Rafael Kebede, (Respondents) Case Number: 98-02415 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants. Christopfaer Ball ("C. Ball") and Suzanne Ball ("S. Ball"), hereinafter collectively referred to as "Claimants"

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant John W. Dozier Case No. 98-02370 Name of Respondents GKN Securities Corp. Mark Fried Hearing Location: Philadelphia, PA REPRESENTATION OF PARTIES Claimant, John W. Dozier ("Claimant") was represented by: John H. Adler, Esq., of tiie law firm of Earp Cohn, P.C, Westmont, NJ. Respondents, GKN Securities, Inc. ("GKN") and Mark Fried ("Fried"),

AWARD NASD Dispute Resolution, Inc. In the Matter of Uie Arbitration Between Name of Claimant John Leslie Watson and 98-02365 Kansas City, Missouri Name of Respondents Meyers Pollock Robbins, Inc. Michael Ploshnick Shelli Ploshnick Christpher Polisano Foy Streetman Robert Namer Alfred Reeves Peter Tannenbaum Chintaman Dalvi Susan Diamond Jerold C. Judokowitz RKPRRSENTATTQN OF PARTIES John Leslie Watson ("C