N.ASD. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name nf Claimant James C. & Lois J. Dawson 94-04741 Name of Respondents Kemper Securities, Inc. Charles J. Knibbe Virgil O. Rosser, in Virgil O. Rosser, IV CASE SUMMARY In a claim filed with the Nationd Association of Securities Deders, Inc. on November 9, 1994, Claimants James C. Dawson and Lois J. Dawson, who appeared Pro Se, dleged tha

N.A.S.D. AWARD NATIONAL ASSOCLVnON OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Philip Albanese and Mary Albanese 94-04734 Name of Respondents Banis Securities Corporation Mike J. Banis REPRESENTATION For Claimants Philip and Mary Albanese (hereinafter collectively referred to as "clainaants") appeared Suzanne N. Goodman, Esq. with this firm of Goklberg & Ingber, P.C, Garden City, New York. For Res

Modified Award 94-04724 N.A.S.D. MODIHED AWARD NATIONAL ASSOCIA'nON OF SECURITIES DEALERS In the Matter of die Arbitration Between Name of Claimant Nicholas J. Gianaris NameofResnondents Bryan M. TUell Hibbard Brown & Co., Inc. (bankrupt) CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 8, 1994 Qaunam Nicholas J. Gianaris ("Claunant"), who appeared Pro Se, alleged that Respondem Bryan M.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Morgan Stanley Dean Witter Inc., (Claimant) vs. Schmuel Benyakov, (Respondent) Case Number: 01-04361 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Morgan Stanley Dean Witter Inc., hereinafter referred to as "Claimant": Mark P. Monack, Esq., Jaffe & Asher LLP, New York, NY. Respondent, Schmuel Benyakov, hereinafter referred to as "Respondent", did not mak

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In tbe Matter of the Arbitration Between Name of Claimant Nabil J. Aimaly Case No. 94-04722 Olde Discoum Coiporation Jeny Humi l^fpEgErffA-npff For Claimant. Nabil J. Aimely ("Annaly"): Neal J. Blaber. Esq. of Orlando, Florida. For Respondent, Olde Discount Coiporation ("Olde'*): Tifiiothy L. Isom, Coiporate Attomey fbr Olde. ; For Respondem, Jerry Humi ("Humi"): Pro-Se. CASE

N.A.S.D. AWARD NATIONAL ASSOCUTION OF SECURITIES DEALERS In the Maner of die Arbitration Between Name of Claimant Randolph H. Carroll 94-04721 rfamf9fRwwBdCTt Richard C. Gregory CASE SUMMARY In a claim filed with die National Association of Securities Dealers, Inc. on November 8,1994, Claiinam, Randolph H. Carroll, who appeared Pro Se, allied tiiat Respondem, Richard C. Gregory, made misrepresentations iuid sold securities from his account w

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimam Evelyn Anderson, Tmstee 94-04720 Name of Respondents Olde Discount Coiporation Eric K. Tnidell Stephen E. Wiedenuum CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 8, 1994, Clsumant Evelyn Anderson, Trustee, who appeared Pro Se, alleged that Respondents Olde Discount Co

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between Name of Claimant Walker H. Sraus Revocable Trust, Walker H. Straus and Ida Straus, trustees and 94-04714 Name of Resnondent Merrill Lynch, Pierce, Fenner & Smith, Inc. REPRESENTATTQN OF PARTIES Walker H. Sraus Revocable Trust, Walker H. Straus and Ida Straus, ttnstees ("Claimant") was represented by Harlan L. Ray, Esq., Denver, Colorado. Merr

N.A.S.D. AWARD NATIONAL ASSOriATION OF SECURITIES DEALERS Brian J. Niceswanger, Claiinant, V. 94-04712 Bruce A. Benteman, and First Colonial Securities, Respondents. REPRESENTATION OF PARTIES Brian J. Niceswanger ("Claimant") appeared on his own behalf. Bruce A. Bentenian and First Colonial Securities ("Respondents") were represented by Eiarold S. Youngentob, Esq., of Goodell. Stratton, Edmonds & Palmer, Topeka, Kansas. gA?E TJF^mATtPr^

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Albert Forman 94-04704 Name of Respondents Brookstreet Securities Corp. Lance L. Sylvester REPRESENTATION Claimant Albert Forman ("Claimant") appeared pro se. For Respondent Brookstreet Securities Corp. ("Brookstreet") appeared H Thomas Fehn, Esq. of the law firm of Fields, Fehn & Sherwin located in Los Angeles, Califomia. Respondent Lance L. Sylvester ("Sylvester