Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Thomas A. Adam?, Jr. (Claimant) vs. Corporate Securities Group, Inc., (Respondent). Case Number: 98-02956 Hearing Site: Boston, Massachusetts REPRF.SRNTATION OF PARTIES Claimant, Thomas A. Adams, Jr., hereinafter referred to as "Claimant": appeared/7ro se. For Respondent, Corporate Securities Group, Inc., hereinafter referred to as "Respondent": Charles E. Scarlett, Esq., Corporate Se

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Hermella Johnson 98-02955 Name of Respondent LT Lawrence & Co., Inc. REPRESENTATION For Claunant Hermella Johnson ("Claimant"): Steven S. Bleecker, Esq. of the law firm of Bleecker & Bleecker, Rockville, MD For Respondent L.T. Lawrence & Co., Inc. ("Respondent"): Counsel wididrew on April 9, 1999 and there was no representative present at the hearing.

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Faline Builders vs. CASE9W)2954 Name of Respondents Janney Montgomery Scott, Inc. Steven Sera REPRESENTATION Claimant Faline Builders ("Claimant") was represented by Robert L. Diamond, Esq., Media, Pennsylvania. Respondents Janney Montgomery Scott, Inc. ("JMS") and Steven A. Sora ("Sora") were represented by Joseph J. Dougherty, Esq., West Chester,

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Names of Claimants Edna M. Threatt and Grant Jones NASD Case No. 98-02953 Hearing Site: Charlotte, North Carolina Names of Respondents Myers, Pollock, Robbins, Inc. and Kevin Spiaelli REPRESENTATION OF PARTIES Claimants, Edna M. Threatt ("Threatt") and Grant Jones ("Jones"), hereinafter collectively referred to as "Claunants": Kevin L. Miller, Esq., Robinson & Lawing, L

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Robert Roark, (Claimant) vs. Morgenthau & Associates, Inc., Anthony R. Moigenthau, Richard M. Andzel, and Michael Andzel, (Respondents). Case Number 98-02947 RFPRFiSFNTATTON OFPARTIRS Robert Roark: Represented himself. Morgenthau & Associates, Inc., Anthony R. Morgenthau, Richard M. Andzel, and Michael Andzel: Richard J. Magid, Esq. Whiteford, Taylor & Preston, Baltimore,

stipulated Award NASD Dispute Resolution, Inc. In the Mattn of the Arbitration Between Name < ;>f riaimanr Rorence Nelson Case No. 98-02946 Names of Respondents D.H. Blair & Co., Inc. Alex Dewar Kenton E. Wood AlanStahler VitoRocco Capotorto Richard Sichenzio John Thomas McGuire Micdiael Vincent Siciliano Mercer, Bokert, Buckman & Reid, Inc. REPRESENTATION OF PARTflEJS For Florence E. Nelson, hereinafter referred to as

AWARD NASD Regulation, Inc. CASE: 98 - 02940 Okie Discount Corp., claimant vs. David Pazouki, respondent. ATTORNEYS: For claimant appeared Matthew J. Boitos, Esq., - Detroit, MI. Respondent did not appear. DATE FILED: 8/13/98 CASE SUMMARY: Claimant alleged attempt to collect debit balance in customer's account. Claim Data Award Data Claim: $3,250.71 Award: $3,250.71 Interest: Requested Interest: 8.75% per annum from 7/1/97 to 11/30/98.

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Jack J. Grynberg, Rachel Susan Grynberg 1982 Trust, Stephen Mark Grynberg 1983 Trust, and Miriam Zela Grynberg 1986 Tmst and 95-05242 Name of Respondent Paine Webber, Inc. Thomas E. Kinder OF PARTIES Jack J. Grynberg, Rachel Susan Grynberg 1982 Trust, Stephen Mark Grynberg 1983 Trust, and Miriam Zela Grynberg 1986 Trust

AWARD NASD Regulation, Inc. CASE: 98-02939 Morton Michelson and Zelda Michelson, claimants vs. Bluestone Capital Partners, L.P., and Mitchell Hassenbein, respondents. ATTORNEYS: Claimants Morton Michelson and Zelda Michelson appeared Pro Se,. Fort Lauderdale, FL For respondents Bluestone Capital Partners, L.P., and Mitchell Ian Hassenbein appeared David S. Richan, Esq., of the firm Tenzer Greenblatt, LLP, New York, NY DATE FILED: 8/13/1998 CASE

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants David K. and Doris M. Singleton vs. 98-02934 Name of Respondents Olde Discount Corporation Miae Johnson REPRESENTATION For Claimants David K. and Doris M. Singleton ("Claimants"): Richard R. Crowder, Esq., Richard R. Crowder, Attorney at Law, Lynchburg, VA. For Respondents Olde Discount Corporation ("Olde") and Margo Johnson ("Johnson"): David C. A