Amended Stipulated Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Names of the Claimants Case Number: 00-04904 Howard A. Jacobson and Judy A. Jacobson Lisa Ellen Jacobson Cyzner Andrew Darin Jacobson Names of the Respondents Hearing Site: Memphis, TN Stephen Dropkin Bruce Alster David Duroure PaineWebber Incorporated Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Peter Mauro, Claimant vs. Dorinda Marie Tribiano, Respondent Case Number: 00-03200 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Peter Mauro ("Mauro"), hereinafter referred to as "Claimant": appeared Pro Se, Staten Island, NY. Respondent, Dorinda Marie Tribiano ("Tribiano"), hereinafter referred to as "Respondent": appeared Pro Se, Staten Island, NY. C

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Ralph W. Dahike & Margaret Dahike (Claimants) V. Corporate Securities Groups, Inc., Milan E. Kouba, Corporate Investments Group, Inc., Andy W. Lam, Yuk Ying Lam, and Laura Jane Louzader Andrea Joyce Wagner, Coletta L. Dorado, Todd Leeds, Vincent A. Chira, Charles E. Scarlett, Joel Elliot Marks, William Dennis Ferguson, Gregg Steven Glasser, George Loveless, Joseph Robert Simon

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Patricia and John Bentley, Claimants, v. WMA Securities, Inc., James Allen Kenas, John Frederick Tenold and Everett Laverne Headrick, Respondents. Case Number: 01-05038 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimants: Ms. Arian Colachis Golbeck Roth & Colachis, PLLC Seattle, Washington For Respondents: Mr. Christopher B. Wells Lane Powell

Award NASD Dispute Resolution. Inc. In the Matter of the Arbitration Between Wavne Chatoff. Trustee of the Chatoff Trust Case No. 99-02190 Charles Schwab & Company, Inc.; Datek Online Brokerage Services Corp.; and. Datek Online Clearing Corp. Claimant Wayne Chatoff, Trustee ofthe Chatoff Trust ("Chatoff) was represented by Mark E. Maddox, Esq. of Maddox. Koellcr, Hargett & Caruso, located in Indianapolis. Indiana. Respondents Datek Online Broker

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Millennium Investors Group, Incorporated (Claimant) v. Wall street Access, Incorporated (Respondent) Case Number: 99-02074 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Millennium Investors Group, Incorporated ("Millennium"): James D. Adduce!, Esq., Adduce!, Dorf, Lehner, & Mitchell, & Blankenship, P.C., Chicago, Illinois. Wall street Access, Incorporated ("Wall Street

N.A..S.I). RKtil LATIO.N .\\VAKI) NAIIONAL .v^M)< :mJ[o^ m^ CASI-;: 'two: 143 Okie Discount Ci>rp(M'ati(in. claiiii;iiU \.s. Kevin i:. Siiiokowski. rcspdiklcni. ATTORNEYS: rov Claimant Olde Discduni Corporation. Aaron L. KIcid. Esq.. aiiorney for Olde Discount Corporaiion, Detroit. Michigan. Kespondeni Kevin E. Sniokowski appeared Pro Se., Denver Colarado. DATrrn'lI.nD: 5/10/1999 CASL Sl'MMARY: Claimant maintained that on December 16. 1993, Responden

Award NASD Dispute Resolution. Inc. In the Matter of the Arbitration Between: John M. Hathorn, Claimant vs. E*Trade Securities, Inc., Respondent. Ca-qfl Numher: 99-01374 Hearing Site: Cleveland. Ohio t REPRESENTATION OF PARTIES Claimant, John M. Hathorn ("Hathorn"), hereinafter referred to as "Claimant", represented himself. Respondent, E*Trade Securities, Inc. ("E*Trade"), hereinafter referred to as "Respondent", was represented by Ekwan E. Rho

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Everen Securities, Inc., (Claimant) vs. Susan Louise Smith, (Respondent). Case Number: 99-00059 Hearinq Site: Houston, Texas REPRESENTATION OF PARTIES Claimant, Everen Securities, Inc., hereinafter referred to as "Claimant": Ronald P. Kane, Esq. and Diane Fischer, Esq., Gomberg Kane & Fischer, Ltd., Chicago, Illinois. Respondent, Susan Louise Smith, hereinafter referred to as "Res

N.A.S.D. AHASD KKEICNKL ASSOCIATICN OF SECOBITZES riPfffsaa Ta tha Matter at tha Arbitzatien Batna« Maa^jo^ggjagt^ BcBola G. Karmalrt va. 91-03090 Saouritiea, Zac SoutfaMMt Saeuzltlas, Xns. Erik For daiaantx MUbaal A. Oazzy, Eag., Cbazzy a Bailus, las Vagac, For Peapondantai H Itacaas Fate, Eag., Fields, Fate a Sfaaewdn, Loa caiifocnia Statannt of Oada flladi Oetotaar 2, 1991 daiaant's Sdbaiaaion Agiamant al^iad oat Saptaabar 27, 199