Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Judith G. Sheppard, Claimant v. Wachovia Investments, Inc. n/k/a Wachovia Securities, Inc., Respondent Case Number: 01-04580 Hearing Site: Charlotte, North Carolina REPRESENTATION OF PARTIES For Judith G. Sheppard, hereinafter referred to as "Claimant": Daryl L. Williams, Esq., Jeter & Williams, P.A., Columbia, South Carolina. For Wachovia Investments, Inc. n/k/a Wachovia

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