^ew York Stock Exchange In the Matter of Arbitration Between NYSE Case: Oscar Gunther v. Merrill Lynch Pierce Fenner Smith Inc. and Merrill Lynch & Company Inc. Attorneys: For Claimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New York, NY Date Filed: 02/06/2002 First Scheduled: 02/28/2003 Case Summary: Customer claimant alleges breach of contract, failure to comply connection with investment in

."few York Stock Exchange In the Matter of Arbitration Between NYSE Case: Charles Sigety and Katharine Sigety v. Merrill Lynch Pierce Fenner Smith Inc. and Merrill Lynch & Company Attorneys: For Ciaimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(5): Fran Chlapowski Esq. - New Yori< , NY Date Filed: 02/06/2002 First Scheduled: 02/28/2003 Case Summary: Customer claimant alleges breach of contract, failure to comply connection

New York Stock Exchange In the Matter of Arbitration Between y NYSE Case: Reinhard Werner and Myrna Werner v. Merrill Lynch Pierce Fenner Smith Inc. and Merrill Lynch & Company Inc. Attorneys: For Ciaimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New York, NY Decided: 3/24/03 Date Filed: 02/06/2002 First Scheduled: 02/28/2003 Case Summary: Customer claimant alleges breach of contract, failur

.ew York Stock Exchange In the Matter of Arbitration Between y NYSE Case: William Wyman and Elizabeth Wyman v. Merrill Lynch Pierce Fenner Smith Inc. and Merrill Lynch & Company Inc. Attorneys: For Claimant(5): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New Yoric, NY Date Filed: 02/O6/2002 First Scheduled: 02/28/2003 Case Summary: Customer claimant alleges breach of contract, failure to comply con

4 w York Stock Exchange In the Matter of Arbitration Between NYSE Case: Clement Cari, Jr. v. Merrill Lynch Pierce Fenner Smith inc. and Merrill Lynch & Company Inc. Attorneys: For Claimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New York, NY Date Filed: 02/06/2002 First Scheduled: 02/28/2003 Decided: 3/6/03 Case Summary: Customer claimant alleges breach of contract, failure to comply with d

.^ew York Stock Exchange In the Matter of Arbitration Between y NYSE Case: Mark J. Benedict v. Salomon Smith Bamey, Citibank inc., Citigroup Inc., Sanford I. Weill, Michael Carpenter, Richard W. Perkins, Raymond Miller, Linda Schafer-Gutman, John Myers and Daniel Adams Attorneys: For Claimant(s): Mark J. Benedict - Alexandria, VA For Respondent{s): Linda R. Alpert Esq. - New York, NY Date Filed: 02/O8/2002 First Scheduled: Decided:>4

New York Stock Exchange In the Matter of Arbitration Between NYSE Case: Salvatore Varveri vs. Memil Lynch and Robert Haderer Attorneys: For Ciaimant(s): Salvatore Varveri - Colonia, NJ For Respondent(s): Daren Luma Esq. - New York, NY Date Filed: 02/11/2002 First Scheduled: 06/18/2002 Decided: O8/20/2002 Case Summary: Customer vs. Member Firm and Registered Rep alleging unauthorized transactions, aggressive management (chuming) and u

ew York Stock Exchange In the Matter of Arbitration Between NYSE Case: Jipendra Gupte and Santosh Gupte v. Merrill Lynch Pierce Fenner Smith inc. and Merrill Lynch & Company Inc. Attorneys: For Ciaimant(s): Kevin B. Love Esq. - Coral Gables, FL For Re5pondent(s): Fran Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 12/15/2002 Decided: Case Summary: Customer daimant alleges breach of contract, teilure to comply with

iw York Stock Exchange In the Matter of Arbitration Between NYSE Case: Robert Hudgins and Elizabeth Hudgins v. Merrill Lynch Pierce Fenner Smith and Merrill Lynch & Company Inc. Attorneys: For Claimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 12/15/2002 Decided: 12/16/2002 Case Summary: Customer claimant alleges breach of contract, failure to

Jew York Stock Exchange In the Matter of Arbitration Between NYSE Case: James Hutchinson and Ann Hutchinson v. Merrill Lynch Pierce Fenner Smith inc. and Merrill Lynch & Company Inc. Attorneys: For Claimant(s): Kevin B. Love Esq. - Coral Gables, FL For Respondent(s): Fran Chlapowski Esq. - New Yori< , NY Decided: 3/8/03 Date Filed: 01/25/2002 First Scheduled: 12/15/2002 Case Summary: Customer claimant alleges breach of contract, failure t