Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Superior Communications, Inc. Names of the Respondents Stifel, Nicolaus & Company, Inc. Cory L. Dosdall Case Number: 01-03867 Hearing Site: Oklahoma City, Oklahoma REPRESENTATION OF PARTIES Claimant/Counterrespondent Superior Communications, Inc. ("Claimant"): Mark G. Ayesh, Esquire, of Ayesh Law Offices, Wichita, Kansas. Respondent/Countercl

4ew York Stock Exchange In the Matter of Arbitration Between NYSE Case: Margaret Domanico v. Merrill Lynch Pierce Fenner & Smith, Inc. and Roberte Schwartz Attorneys: For Claimant(s): James V. Gargan Esq. - New York, NY For Respondent(s): Richard Kelly Esq. - New Yori< , NY Date Filed: 02/01/2002 First Scheduled: O8/22/2002 Decided: 09/20/2002 Case Summary: Claimant, a public customer, alleges unsuitebillty, fraud, teilure to supervise, b

ew York Stock Exchange In the Matter of Arbitration Between NYSE Case: Dorothy Jones v. Merrill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., inc. Attorneys: For Ciaimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 09/17/2002 Decided: 1-31-03 Case Summary: Claimant alleges that Merrill Lynch Pierce Fenner & Smith, Inc. and Merr

New York Stock Exchange 1 the Matter of Arbitration Between NYSE Case: Ralph Korkor v. Merrill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Attorneys: For Ciaii>iant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 04/26/2002 Decided: 11-29-02 Case Summary: Claimant alleges that Merrill Lynch Pierce Fenner & Smith, inc. and Me

New York Stock Exchange In the Matter of Arbitration Between NYSE Case: Dariene Kirchhoff v. Menill Lynch, Pierce, Fenner & Smith Inc., and Memll Lynch & Co., Inc. Attorneys: For Claimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New Yori(, NY Date Filed: 01/25/2002 First Scheduled: 09/17/2002 Decided: 11-6-02 Case Summary: Claimant alleges that Merrill Lynch Pierce Fenner & Smith, Inc. and M

New York Stock Exchange in the Matter of Arbitration Between NYSE Case: Gregory Witt and Marjorie Taylor Witt v. Merrill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Attorneys: For Ciaimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 09/17/2002 Decided: 12-11-02 Case Summary: Claimant alleges that Merrill Lynch Pierce

-,ew York Stock Exchange In the Matter of Arbitration Between NYSE Case: Perry Zafiriades and Carolyn Zafiriades v. Memll Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Attorneys: For Claimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New York, NY Date Filed: 01/25/2002 First Scheduled: 09/17/2002 Decided: 1-8-03 Case Summary: Claimant alleges that Merrill Lynch Pierce Fenn

.>few York Stock Exchange In the Matter of Arbitration Between Attorneys: For Ciaimant(s): Kevin Love Esq. - Coral Gables, FL For Re5pondent(s): Frances Chlapowski Esq. - New York, NY [y NYSE Case: Arthur Oischeske and Clara Olscheske v. Menill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Date Filed: 01/25/2002 First Scheduled: 04/12/2002 Decided: y-J/^A '0Z Case Summary: Claimant alleges that Merrill Lyn

New York Stock Exchange In the Matter of Arbitration Between NYSE Case: David Kaufman v. Merrill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Attorneys: For Claimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New Yori< , NY -7/^ C //T" Date Filed: 01/25/2002 First Scheduled: 04/26/2002 Decided: Case Summary: Claimant alleges that Memll Lynch Pierce Fenner & Smith, Inc. and

New York Stock Exchange In the Matter of Arbitration Between y^ NYSE Case: Arthur Russ and Alice Russ v. Menill Lynch, Pierce, Fenner & Smith Inc., and Merrill Lynch & Co., Inc. Attorneys: For Ciaimant(s): Kevin Love Esq. - Coral Gables, FL For Respondent(s): Frances Chlapowski Esq. - New Yorit, NY Date Filed: 01/25/2002 First Scheduled: 03/13/2002 Decided: (y/'^r/od. Case Summary: Cteimant alleges that Merrill Lynch Pterce Fenner &