i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Ernie and Barbara Miles v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014579 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 08/16/2004 Decided: 9/29/04 Case Summary: Customer claimant alleges breach of co

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: George Mosher v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014578 Attomeys: For CIaimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: Decided: 9/16/04 8/16/04 Case Summary: Customer claimant alleges breach of contract, f

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Allen Rein v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014577 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 08/16/2004 Decided: 10/19/04 Case Summary: Customer claimant alleges breach of contract, fail

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Terry Mix v Merrill Lynch Pierce Fermer & Smith, Inc. and Merrill Lynch & Co. Inc. Docket Number: 2003-014576 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 6/30/2004 Decided: (,(2-11"/- Case Summary: Customer claimant alleges breach of contract, fail

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Albert Remsberg v Merrill Lynch Pierce Fenner & Smith, Inc. and Merill Lynch and Co., Inc. Docket Number: 2003-014575 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 06/30/2004 Decided: ^^f^^,^^ Case Summary: Customer claimant alleges breach of contract, fa

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Duane Pennison v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014573 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 06/30/2004 Decided: 9/22/04 Case Summary: Customer claimant alleges breach of contract, failu

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Charles Moore v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014572 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 6/30/2004 Decided: 7/8/04 Case Summary: Customer claimant alleges breach of contract, failure

' 1 I NYSE New York Stock Exchange In the Matter of Arbitration Between Case: A. Galil Noaman v Merrill L>Tich Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014571 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For RespondeDt(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 08/16/2004 Decided: 0U0372005 Case Summary: Customer claimant alleges breach of

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Larry and Muriel McGartland v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014569 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 08/16/2004 Decided: 9/io/04 Case Summary: Customer claimant alleges breach o

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Andrew Ockershausen v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Lie. Docket Number: 2003-014568 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 8/13/2003 First Scheduled: 08/16/2004 Decided: 9/20/04 Case Summary: Customer claimant alleges breach of contra