I NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Marjorie Schultz v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014528 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: Decided: 8/16/04 9/17/04 Case Summary: Customer claimant alleges breach of contr

Award NASD In the Matter of the Arbitration Between: Names of the Claimants Case Number: 01-03614 Douglas M. Day Donna W. Day Name of the Respondent Hearing Site: Atlanta, Georgia Samuel T. Noland REPRESENTATION OF PARTIES For Douglas M. Day and Donna W. Day, hereinafter collectively referred to as "Claimants": Travers W. Chance, Esq., Calvin E. Chance, Jr., P.C., Augusta, Georgia. Samuel T. Noland, hereinafter referred to as "Respondent", a

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Jack Robbins v Merrill Lynch Pierce Fenner and Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014526 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/13/2003 First Scheduled: 08/16/2004 Decided: 9/10/04 Case Summary: Customer claimant alleges breach of contract, f

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Cynthia and William E. Watson v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014525 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY DateFiled: 9/2/2003 First Scheduled: 08/16/2004 Decided: 09/13/2004 Case Summary: Customer claimant alleges breach of

.; i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Joanne Roos v Merrill L>'nch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co. Inc. Docket Number: 2003-014524 Attomeys: For Claimant(s): Kevin Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: ^( e^\.-- ^ "-j Case Summary: Customer claimant alleges breach o

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Craig Tenbroeck v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014523 Attomeys: For Claimant(s): Kevin Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 8/13/04 Case Summary: Customer claimant alleges breach of contract,

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Jesse R. Silvers v Merrill Lvnch Pierce Fenner & Smith, Inc. and Merriill Lynch & Co., Inc. Docket Number: 2003-014521 Attomeys: For Claimant(s): Kevin Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: g/g/^. Case Summary: Customer claimant alleges breach of contract

•NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Eloise Satterfield v Merrill Lynch Pierce Fenner & Smith, Inc., and Merrill Lynch &Co. Docket Number: 2003-014520 Attomeys: For Claimant(s): Kevin Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 8/5/04 Case Summary: Customer claimant alleges breach of contract, failure

f, I NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Kurt H. Strauss v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014517 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY DateFiled: 9/25/2003 First Scheduled: 7/15/2004 Decided: 3/^4/04 Case Summary: Customer claimant alleges breach of contract

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Arthur Smith v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch &. Co., Inc. Docket Number: 2003-014514 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 08/15/2004 Decided: 12/7/04 Case Summary: Customer claimant alleges breach of contract,