i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Bradley and Ruth Ann Pettibone v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co. Docket Number: 2003-014513 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 3/30/04 Case Summary: Customer claimant alleges breach of contra

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Bryan Phegley v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014512 Attomeys: For Claimant(s): Brian Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 3/9/04 Case Summary: Customer claimant alleges breach of contract, failure

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Harold Shively, Claimant v. Edward D. Jones & Co. and EDJ Holding Company, Inc., Respondents Case Number: 01-03612 Hearing Site: Raleigh, North Carolina REPRESENTATION OF PARTIES For Harold Shively, hereinafter referred to as "Claimant": John Haworth, Esq., Law Offices of Morgan, Herring, Morgan, Green, Rosenblatt & Gill, LIP, High Point, North Carolina. For Edward D. Jone

I NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Gerald Scott v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., hic. Docket Number: 2003-014511 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 8/3/04 Decided: Case Summary: Customer claimant alleges breach of contract, failure t

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Judit Polyak v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014510 Attomeys: For Claimant(s): Kevin Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: g/^,/04 Case Summary: Customer claimant alleges breach of contract, failur

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Lucille Valentino v Merrill Lynch Pierce Fermer & Smith, Inc. and Merrill Lynch &Co. Docket Number: 2003-014509 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 7/26/04 Case Summary: Customer claimant alleges breach of contract, failur

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Clara Severson v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co. Docket Number: 2003-014508 Attomeys: For Claimant(s): Kevin Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 7/15/2004 Decided: 7/21/04 Case Summary: Customer claimant alleges breach of contract, failure to c

• NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Bill Schraut v. Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014507 Attomeys: For Claimant(s): Kevin B. Love, Esq. - Coral Gables, FL For Respondent(s): Bonnie ALtro - New York, NY Date Filed: 9/2/2003 First Scheduled: 08/16/2004 Dedded: 9/13/04 Case Summary: Customer claimant alleges breach of contract, fa

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Susan Whitley v Merrill Lynch Pierce Fenner & Smith, Inc. and Merrill Lynch & Co., Inc. Docket Number: 2003-014506 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bormie Altro - New York, NY DateFiled: 9/2/2003 First Scheduled: july 15,2004 Decided: 9/23/04 Case Summary: Customer claimant alleges breach of contract

i NYSE New York Stock Exchange In the Matter of Arbitration Between Case: Jerry Walker v Merrill Lynch Pierce Fenner & Smith Docket Number: 2003-014504 Attomeys: For Claimant(s): Kevin B. Love - Coral Gables, FL For Respondent(s): Bonnie Altro - New York, NY Date Filed: 9/2/2003 First Scheduled: 07/15/2004 Decided: 12/6/04 Case Summary: Customer claimant alleges breach of contract, failure to comply with diversity require