PHILADELPHIA STOCK EXCHANGE, INC. In the Matter of Arbitration Between Fahs Rolston Paving Corp., Maynard Fahs, Jr. and May Lou Fahs, Claimants V. Prudential Securities, Inc., Respondent Decision Public Customer Formal Claim File #95-17 Claimants filed a Statement of Claim and notarized Submission Agreement with the Philadelphia Stock Exchange ("Exchange") which was received by the Exchange on June 10, 1995. Claimants' submission

PHILADELPHIA STOCK EXCHANGE, INC, In the Matter of Arbitration Between : Seymour Holtman Claimant V. Smith Barney, Inc., Respondent Decision Public Customer Formal Claim File #95-15 Claimant filed a Statement of Claim and notarized Submission Agreement with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on June 2, 1995. Claimant's submission raised the following issues: violations of Sections

'PHILADELPHIA STOCK EXCHANGE, INC. In the Matter of Arbitration Between Dennis Cook and Alice McEnercy Cook, Claimants V. Dean Witter Reynolds, Inc. and Robert Reidy, Respondents Decision Public Customer Fornil Claim File #95-14 " Claimants filed a Statement of Claim and notarized Submission Agreement with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on May 19, 1995. Claimants' submiss

PHILADELPHIA STOCK EXCHANGE, INC, In the Matter of Arbitration Between Greenwich Strategies, L.P., Claimant V. Bert Rasche, Respondent Decision ^5-lA Claimant filed its Statement of Claim with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on September 23, 1994 seeking damages in the amount of $67,500.00 plus interest pursuant to the terms and conditions under the RGLP Partnership Agreement. Res

PHILADELPHIA STOCK EXCHANGE, INC, In the Matter of Arbitration Between Tague Securities Corp. Claimant V. Global Trading Services and Hurricane Trading Respondents Decision MM File Claimant filed a Statement of Claim and notarized Submission Agreement with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on September 28, 1994. Claimant sought payment from Respondents for unpaid execution charges i

PHILADELPHIA STOCK EXCHANGE, INC, In the Matter of Arbitration Between Tague Securities Corporation, Claimant v. Ira Rosenberg, Respondent Decision MM Formal Claim File #95-09 Claimant filed a Statement of Claim with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on October 31, 1995. Damages were sought in the amount of $36,828.31 for monies owed respecting trading losses arising under a joi

PHILADELPHIA STOCf. EXCHANGE, INC, In the Matter of Arbitration Between Prudential Securities, Inc. Claimant v. John Hays, Respondent Decision MM File #95-08 Claimants filed its Statement of Claim with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on September 11, 1995. Damages were sought in the amount of $101,179.70 for monies owed with respect to an obligation to repay a "Draw". Respondent's

PHILADELPHIA STOCK EXCHANGE, INC. In the Matter of Arbitration Between Marc F. Desiderio and John J. Kingston, Claimants V. Adler, Coleman Clearing Corp. and Wagner Stott Clearing Corp., Respondents Decision MM File #95-05 Claimants filed their Statement of Claim and Amended Claim with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on June 14, 1995 and August 2, 1995, respectively. Damages w

In the Matter of the Arbitration Between: Names of Claimants Case Number: 01-03307 John W. Jones Phyllis R. Jones Name of Respondent Hearing Site: Orlando, FL First Union Securities, Inc. REPRESENTATION OF PARTIES For John W. Jones and Phyllis R. Jones, hereinafter collectively referred to as "Claimants": Neal J. Blaher, Esq., Orlando, FL. For First Union Securities, Inc. ("First Union"), hereinafter referred to as "Respondent": Ronald Shindler, Esq

In the Matter of Arbitration Between Michael B. Thorpe, Claimant V. Olde Discount Corp. Respondent Decision File #95-02 Claimant filed a Statement of Claim and notarized Submission Agreement with the Philadelphia Stock Exchange, Inc. ("Exchange") which was received by the Exchange on May 8, 1995. Claimant's Harrasment allegations stemmed from Respondent's collection efforts with respect to the alleged purchase by Claimant of 1000 shares